Olivier Grimault
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Olivier Grimault was a registered financial professional .
Olivier is a previously registered financial professional and started their career in finance in 2012. Olivier had worked at 1 firm and has passed the Series 63, SIE, Series 55 and Series 37 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2012 - August 26, 2016
LOMBARD ODIER TRANSATLANTIC LIMITED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 12/8/2014
Limited Representative-Equity Trader ExamSeries 37
Date: 10/22/2012
Canada Module of the General Securities Registered Representative (With Options Questions)Current Firm
LOMBARD ODIER TRANSATLANTIC LIMITED
CRD#: 6318 / SEC#: 801-112125, 8-15608
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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