Sean C. Britt
SCHWAB WEALTH ADVISORY
Westlake, TX 76262-8104
Some features on this profile are disabled
CRD#: 6124836
Professional summary
Sean Christopher Britt, CFP®, who also goes by Sean Christopher Britt, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Westlake, Texas and CHARLES SCHWAB & CO., INC. located in Westlake, Texas.
Sean is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Sean has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Christopher Britt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) ZAHN ASSOCIATES, INC. | NOT INVESTMENT-RELATED | 1102 W CASS ST, TAMPA FL, 33606 | EDUCATION | INSTRUCTOR | 09/23/2018 | HPM VARIES | NONE DURING TRADING HOURS | I TEACH EDUCATION CLASSES RELATED TO THE CFP.
2) BRITT VENTURES, LLC. | NOT INVESTMENT-RELATED | CORINTH, TX 76210 | EDUCATION | MANAGER | 03/28/2018 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A HOLDING COMPANY THAT IS USED TO RECEIVE THE RENTAL INCOME FROM A PROPERTY AS WELL AS INCOME PAID FROM ZAHN ASSOCIATES, INC.
3) 3116 TIMBERVIEW DR | NOT INVESTMENT-RELATED | CORINTH, TX 76210 | REAL ESTATE/PROPERTY MANAGEMENT | OWNER | 11/01/2018 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A RENTAL PROPERTY THAT IS MANAGED BY A PROPERTY MANAGEMENT COMPANY - DENTON PROPERTY MANAGEMENT.
4) 1713 SUNFLOWER DR | NOT INVESTMENT RELATED | CORINTH, TX 76210 | REAL ESTATE/PROPERTY MANAGEMENT | OWNER | 12/24/2020 | LESS THAN 20 HPM | NONE DURING TRADING HOURS | THIS IS A RENTAL PROPERTY THAT IS MANAGED BY A RENTAL PROPERTY MANAGEMENT COMPANY - DENTON PROPERTY MANAGEMENT.
CRS (Client Relationship Summary) - RIA
Click below to view Sean Christopher Britt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
September 10, 2024 - Present
SCHWAB WEALTH ADVISORY, INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262-8104RIA
CRD#: 159035
Westlake, TX
Current
January 15, 2020 - Present
CHARLES SCHWAB & CO., INC.
Office #1: 3000 Schwab Way, Westlake, TX 76262RIA
BD
CRD#: 5393
Westlake, TX
Past
January 15, 2020 - September 10, 2024
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Fort Worth, TX
Past
October 11, 2019 - December 10, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
Plano, TX
Past
October 11, 2019 - December 10, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Past
October 29, 2015 - September 19, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
FORT WORTH, TX
Past
October 23, 2015 - September 19, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
FORT WORTH, TX
Past
December 14, 2012 - September 9, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
Registered Investment Advisory firm - (12/9/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2020)
RR
Alaska(1/15/2020)
RR
Arizona(1/15/2020)
RR
Arkansas(1/15/2020)
RR
California(1/15/2020)
RR
Colorado(1/15/2020)
RR
Connecticut(1/15/2020)
RR
Delaware(1/15/2020)
RR
District of Columbia(1/15/2020)
RR
Florida(1/15/2020)
RR
Georgia(1/15/2020)
RR
Hawaii(1/15/2020)
RR
Idaho(1/15/2020)
RR
Illinois(1/15/2020)
RR
Indiana(1/15/2020)
RR
Iowa(1/15/2020)
RR
Kansas(1/15/2020)
RR
Kentucky(1/15/2020)
RR
Louisiana(1/15/2020)
RR
Maine(1/15/2020)
RR
Maryland(1/15/2020)
RR
Massachusetts(1/15/2020)
RR
Michigan(1/15/2020)
RR
Minnesota(1/15/2020)
RR
Mississippi(1/15/2020)
RR
Missouri(1/15/2020)
RR
Montana(1/15/2020)
RR
Nebraska(1/15/2020)
RR
Nevada(1/15/2020)
RR
New Hampshire(1/15/2020)
RR
New Jersey(1/15/2020)
RR
New Mexico(1/15/2020)
RR
New York(1/15/2020)
RR
North Carolina(1/15/2020)
RR
North Dakota(1/15/2020)
RR
Ohio(1/15/2020)
RR
Oklahoma(1/15/2020)
RR
Oregon(1/15/2020)
RR
Pennsylvania(1/15/2020)
RR
Rhode Island(1/15/2020)
RR
South Carolina(1/15/2020)
RR
South Dakota(1/15/2020)
RR
Tennessee(1/15/2020)
RR
Texas(1/15/2020)
IAR
Texas(9/10/2024)
RR
Utah(1/15/2020)
RR
Vermont(1/15/2020)
RR
Virginia(1/15/2020)
RR
Washington(1/15/2020)
RR
West Virginia(1/15/2020)
RR
Wisconsin(1/15/2020)
RR
Wyoming(1/15/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
SW
SCHWAB WEALTH ADVISORY, INC.
SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.
CRD#: 159035 / SEC#: 801-72795
RIA
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Contact information
Main Address
211 Main Street, San Francisco, CA 94105-1901
Mailing Address
Phone number
(415) 667-7000
Established
Firm type
Fiscal year end
# of Employees
1,042
SEC notice filing (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
