CR
Conner D. Rehage
HARBOR HILLS FINANCIAL ADVISORS
Santa Barbara, CA 93111
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CRD#: 6124679
CR
Professional summary
Conner David Rehage is a registered financial advisor currently at HARBOR HILLS FINANCIAL ADVISORS located in Santa Barbara, California.
Conner is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Conner has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF THE OTHER BUSINESS: The Rehage Organization
INVESTMENT- RELATED: Yes
ADDRESS OF THE OTHER BUSINESS: 5290 Overpass Road #228, Santa Barbara, CA
YOUR POSITION OR TITLE: Secretary
NATURE OF THE OTHER BUSINESS: Health Insurance
START DATE: 07/25/2015
APPROXIMATE NUMBER OF HOURS/MONTH: 40
APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 0
BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: I am a Director who helps with Firm Strategy
COMPENSATION : Yes
NAME OF THE OTHER BUSINESS: Harbor Hills Insurance Services
INVESTMENT-RELATED: Yes
ADDRESS OF THE OTHER BUSINESS: 1485 East Valley Rd, Suite 200 Montecito, CA 93108
YOUR POSITION OR TITLE: Insurance Agent
NATURE OF THE OTHER BUSINESS: Insurance
START DATE: 01/08/2016
APPROXIMATE NUMBER OF HOURS/MONTH: 40
APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 40
BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: Sales of fixed, index, life, health, P&C Insurance Products
COMPENSATION: Yes
NAME OF THE OTHER BUSINESS: UCSB Foundation
INVESTMENT-RELATED: No
YOUR POSITION OR TITLE: Board of Trustee
NATURE OF THE OTHER BUSINESS: Nonprofit
INVESTMENT RELATED: No
START DATE: 01/2015
APPROXIMATE NUMBER OF HOURS/MONTH: 2
APPROXIMATE NUMBER OF HOURS DURING TRADING HOURS: 0
BRIEFLY DESCRIBE YOUR DUTIES RELATING TO THE OTHER BUSINESS: Volunteer board member to serve and promote UCSB private philanthropy and manage its donated resources
COMPENSATION: NO
CRS (Client Relationship Summary) - RIA
Click below to view Conner David Rehage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 11, 2021 - Present
HARBOR HILLS FINANCIAL ADVISORS
Office #1: 5290 Overpass Road Suite 208, Santa Barbara, CA 93111RIA
CRD#: 312691
Santa Barbara, CA
Past
October 27, 2020 - April 30, 2021
CREATIVEONE WEALTH, LLC
RIA
CRD#: 281213
Montecito, CA
Past
January 28, 2016 - November 5, 2020
PARTNERVEST ADVISORY SERVICES LLC
RIA
CRD#: 113621
Montecito, CA
Past
January 15, 2016 - December 21, 2018
SORRENTO PACIFIC FINANCIAL, LLC
BD
CRD#: 127787
SANTA BARBARA, CA
Past
January 15, 2013 - January 19, 2016
EDWARD JONES
RIA
CRD#: 250
MONTECITO, CA
Past
November 27, 2012 - January 19, 2016
EDWARD JONES
BD
CRD#: 250
MONTECITO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HH
HARBOR HILLS FINANCIAL ADVISORS
HARBOR HILLS FINANCIAL ADVISORS | HARBOR HILLS, INC.
CRD#: 312691 / SEC#: 801-132064
RIA
Registered Investment Advisory firm - (3/4/2025 Approved)California
Registered Investment Advisory firm - (5/14/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/11/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
HH
HARBOR HILLS FINANCIAL ADVISORS
HARBOR HILLS FINANCIAL ADVISORS | HARBOR HILLS, INC.
CRD#: 312691 / SEC#: 801-132064
RIA
Registered Investment Advisory firm - (3/4/2025 Approved)California
Registered Investment Advisory firm - (5/14/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1485 East Valley Road Suite 2, Montecito, CA 93111
Mailing Address
Phone number
(805) 698-8172
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 232 |
| AUM (Assets Under Management) | $ 116,000,000 |
Red Flags
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Company Information
HARBOR HILLS FINANCIAL ADVISORS
CRD#: 312691Santa Barbara, CA 93111TRUST BUT VERIFY
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