Brent C. Thompson

CAPITAL WEALTH

Lehi, UT 84043

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CRD#: 6124536

Professional summary

Brent Casey Thompson, CFP®, who also goes by Brent C Thompson, is a registered financial advisor currently at CAPITAL WEALTH, LLC located in Lehi, Utah.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Brent has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brent C Thompson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CWA Insurance Services, LLC, Investment Related, Fixed Insurance, Insurance Agent, 50% of his time spent on this activity, Fixed insurance sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Casey Thompson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

September 8, 2023 - Present

CAPITAL WEALTH, LLC

Office #1: 1850 W. Ashton Blvd Suite 175, Lehi, UT 84043

RIA

CRD#: 289574

Lehi, UT

Past

October 28, 2019 - August 21, 2023

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

SALT LAKE CITY, UT

Past

September 9, 2013 - August 18, 2023

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

AMERICAN FORK, UT

Past

November 22, 2012 - January 17, 2013

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(9/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/22/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/21/2012

General Securities Representative Examination

Current Firm

CAPITAL WEALTH, LLC

CAPITAL WEALTH ADVISORS, LLC | HORIZON RETIREMENT ACADEMY | CWA INVESTMENT SERVICES, L.L.C. | CAPITAL WEALTH, LLC

CRD#: 289574 / SEC#:

Arizona

Registered Investment Advisory firm - (10/9/2019 Approved)

California

Registered Investment Advisory firm - (1/2/2020 Approved)

Idaho

Registered Investment Advisory firm - (5/16/2023 Approved)

Texas

Registered Investment Advisory firm - (8/25/2017 Conditional Restricted)

Utah

Registered Investment Advisory firm - (11/22/2017 Approved)

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Contact information

Main Address

1850 W. Ashton Blvd Suite 175, Lehi, UT 84043

Mailing Address

Phone number

(801) 210-2800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	542
AUM (Assets Under Management)	$ 57,455,527

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent C. Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Casey Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL WEALTH, LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 66

Date: 10/22/2019

SIE

Date: 10/1/2018

Series 7

Date: 11/21/2012

Current Firm

CAPITAL WEALTH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAPITAL WEALTH, LLC

TRUST BUT VERIFY

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