RR
Robert A. Roseman
KESTRA ADVISORY SERVICES
TYLER, TX 75701
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CRD#: 6124423
RR
Robert A RosemanKESTRA ADVISORY SERVICES
Professional summary
Robert A Roseman is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Tyler, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Robert has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Hospice of East Texas Investment Related: No Address: 4111 TX-248 Spur Tyler TX 75701 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: board treasurer Start Date: 1/1/2010 Hours/ month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: treasurer Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 1250 Capital of Texas Highway, Building 2 Suite 125 Austin TX 78746 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours/month: Up to 100% (0 to 160 hours) Hours/ month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: PROTHRO WILHELMI & CO. PLLC Investment Related: No Address: 6855 OAK HILL BLVD TYLER TX 75703 Nature of Business: Consulting; Tax/Accounting Position, Title or Relationship: Owner/Partner Start Date: 6/1/2002 Hours/month: 91% - 100% (145 - 160 hours) Hours/ month during trading hours: 91% - 100% (127 - 140 hours) Duties: general firm leadership, management, accounting services to clients Name: PWRR, LLC d/b/a Roseman Wealth Advisors Investment Related: Yes Address: 3304 S. Broadway, Ste. 202 Tyler TX 75701 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: I refer clients to RWA. Start Date: 1/19/2013 Hours/ month: 0% - 10% (0 - 16 hours) Hours/month during trading hours: 0% - 10% (0 - 14 hours) Duties: I refer clients for compensation, but have no other duties. Name: TB Butler Publishing Co. Investment Related: No Address: 410 W Erwin St. Tyler TX 75702 Nature of Business: Other Other/None of the Above board or directors Position, Title or Relationship: director Start Date: 11/1/2010 Hours per month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: general guidance for the business Name: TWB Real Estate, LLC Investment Related: No Address: 6855 Oak Hill Blvd. Tyler TX 75703 Nature of Business: Real Estate Position, Title or Relationship: LLC member Start Date: 11/1/2008 Hours per month: 0% - 10% (0 - 16 hours) Hours/ month during trading hours: 0% - 10% (0 - 14 hours) Duties: general recordkeeping, etc. Name: ROSEMAN WEALTH ADVISORS POSITION: Employee NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 60 SECURITIES TRADING HOURS: 40 START DATE: 06/17/2025 ADDRESS: 3300 S. Broadway, Suite 102, Tyler TX 75701, United States DESCRIPTION: Assist with investment balancing in accordance with plan, cash deployment and cash raises. Assist with analysis of client matters due to my CPA background. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 06/17/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: TWBK REAL ESTATE, LLC POSITION: Member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2007 ADDRESS: 6855 Oak Hill Blvd, Tyler TX 75703, United States DESCRIPTION: I share responsibilities of ownership and rental of the building and premises to the sole tenant. We decide on rental rates, major maintenance matters and financial matters. Name: PROTHRO WILHELMI & CO., PLLC POSITION: Part-time employee NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 48 SECURITIES TRADING HOURS: 35 START DATE: 02/01/2002 ADDRESS: 6855 Oak Hill Blvd, Tyler TX 75703, United States DESCRIPTION: Former client relationship consultation, tax return review and interaction, quality control review.
CRS (Client Relationship Summary) - RIA
Click below to view Robert A Roseman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 19, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 3304 S Broadway Suite 202, Tyler, TX 75701RIA
CRD#: 283330
TYLER, TX
Past
January 18, 2013 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
TYLER, TX
Past
December 11, 2012 - March 24, 2017
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
TYLER, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(4/19/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Loading...
Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/01/2025 | ||
| 12/23/2024 | ||
| 10/20/2023 |
Red Flags
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Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Tyler, TX 75701TRUST BUT VERIFY
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