Cesar I. Tovar

LEGACY 401K PARTNERS

GRAPEVINE, TX 76051

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CRD#: 6124247

Professional summary

Cesar Ivan Tovar, who also goes by Cesar I Tovar, Cesar IVan Tovar, is a registered financial advisor currently at LEGACY 401K PARTNERS, LLC located in Grapevine, Texas.

Cesar is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Cesar has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Cesar I Tovar | Cesar Ivan Tovar

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cesar Ivan Tovar's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 1, 2024 - Present

LEGACY 401K PARTNERS, LLC

Office #1: 1785 State Hwy 26 Suite 200, Grapevine, TX 76051

RIA

CRD#: 181525

GRAPEVINE, TX

Past

April 20, 2023 - December 6, 2023

LPL FINANCIAL LLC

CRD#: 6413

ROANOKE, TX

Past

April 12, 2022 - April 27, 2023

PFS INVESTMENTS INC.

CRD#: 10111

FORT WORTH, TX

Past

December 23, 2021 - February 24, 2022

J.P. MORGAN SECURITIES LLC

CRD#: 79

GRAPEVINE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/1/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/8/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/20/2023

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 12/23/2021

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 11/2/2021

Securities Industry Essentials Examination

Current Firm

LEGACY 401K PARTNERS, LLC

CRD#: 181525 / SEC#:

Texas

Registered Investment Advisory firm - (8/10/2015 Approved)

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Contact information

Main Address

1785 State Hwy 26 Suite 200, Grapevine, TX 76051

Mailing Address

Phone number

(817) 329-5027

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cesar I. Tovar

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cesar Ivan Tovar's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEGACY 401K PARTNERS, LLC

LPL FINANCIAL LLC

PFS INVESTMENTS INC.

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/1/2024

Series 63

Date: 2/8/2022

Series 7TO

Date: 7/20/2023

Series 6TO

Date: 12/23/2021

SIE

Date: 11/2/2021

Current Firm

LEGACY 401K PARTNERS, LLC

Contact information

Documents

Red Flags

Company Information

LEGACY 401K PARTNERS, LLC

TRUST BUT VERIFY

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