Cole Conrad

TRIVIUM POINT ADVISORY

WILTON, CT 06897

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CRD#: 6123930

Professional summary

Cole Conrad is a registered financial advisor currently at TRIVIUM POINT ADVISORY, LLC located in Wilton, Connecticut and LPL FINANCIAL LLC located in Wilton, Connecticut.

Cole is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2014. Cole has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Conrad's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 15, 2023 - Present

TRIVIUM POINT ADVISORY, LLC

Office #1: 40 Danbury Road Suite 301, Wilton, CT 06897

RIA

CRD#: 292182

WILTON, CT

Current

September 24, 2020 - Present

LPL FINANCIAL LLC

Office #1: 40 Danbury Rd #301, Wilton, CT 06897

RIA

CRD#: 6413

WILTON, CT

Past

September 24, 2020 - July 10, 2026

LPL FINANCIAL LLC

RIA

CRD#: 6413

WHITE PLAINS, NY

Past

March 25, 2017 - October 1, 2020

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ELMSFORD, NY

Past

March 25, 2017 - October 1, 2020

MML INVESTORS SERVICES, LLC

CRD#: 10409

ELMSFORD, NY

Past

April 14, 2016 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

RIA

CRD#: 14251

ELMSFORD, NY

Past

January 6, 2014 - March 25, 2017

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

ELMSFORD, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRIVIUM POINT ADVISORY, LLC

MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC

CRD#: 292182 / SEC#: 801-112426

RIA

Registered Investment Advisory firm - (2/9/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(9/24/2020)

IAR

Connecticut
(12/15/2023)

New York
(9/24/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/8/2016

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/15/2014

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/6/2014

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

TRIVIUM POINT ADVISORY, LLC

MONEY MINDSET WEALTH MANAGEMENT | TRIVIUM POINT ADVISORY, LLC | PARADIGM WEALTH ADVISORS, LLC | PARADIGM FINANCIAL PARTNERS, LLC

CRD#: 292182 / SEC#: 801-112426

RIA

Registered Investment Advisory firm - (2/9/2018 Approved)

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Contact information

Main Address

40 Danbury Road Suite 301, Wilton, CT 06897

Mailing Address

Phone number

(203) 221-3085

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PARADIGM FINANCIAL PARTNERS, LLC PART 2A DISCLOSURE BROCHURE (3/6/2026)

Regulatory assets under management

Total Number of Accounts	3,177
AUM (Assets Under Management)	$ 1,487,605,211

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Cole Conrad

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cole Conrad's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TRIVIUM POINT ADVISORY, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/8/2016

Series 63

Date: 4/15/2014

SIE

Date: 10/1/2018

Series 7

Date: 1/6/2014

FINRA

Current Firm

TRIVIUM POINT ADVISORY, LLC

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRIVIUM POINT ADVISORY, LLC

TRUST BUT VERIFY

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