Dennis J. Bares

RIVER TREE CAPITAL MANAGEMENT

Bonita Springs, FL 34134

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CRD#: 6123824

Professional summary

Dennis Jason Bares, CFP® is a registered financial advisor currently at RIVER TREE CAPITAL MANAGEMENT located in Bonita Springs, Florida.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Dennis has worked at 1 firm and has passed the Series 65 and Series 66 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Jason Bares's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 2, 2013 - Present

RIVER TREE CAPITAL MANAGEMENT

Office #1: 27499 Riverview Center Blvd Suite 410, Bonita Springs, FL 34134

RIA

CRD#: 165530

Bonita Springs, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/2/2013)

IAR

Minnesota
(8/12/2021)

IAR

Texas
(3/15/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/11/2012

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/27/2011

Uniform Combined State Law Examination

Current Firm

RIVER TREE CAPITAL MANAGEMENT

RIVER TREE CAPITAL MANAGEMENT | RIVER TREE CAPITAL MANAGEMENT, INC. | RIVER TREE CAPITAL MANAGEMENT, INC

CRD#: 165530 / SEC#:

Florida

Registered Investment Advisory firm - (1/2/2013 Approved)

Minnesota

Registered Investment Advisory firm - (8/12/2021 Approved)

Texas

Registered Investment Advisory firm - (3/5/2021 Conditional Restricted)

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Contact information

Main Address

Bonita Springs, FL

Mailing Address

27499 Riverview Center Blvd. Suite 410, Bonita Springs, FL 34134

Phone number

(239) 963-1990

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	68
AUM (Assets Under Management)	$ 24,819,109

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis J. Bares

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Jason Bares's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVER TREE CAPITAL MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 7/11/2012

Series 66

Date: 7/27/2011

Current Firm

RIVER TREE CAPITAL MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RIVER TREE CAPITAL MANAGEMENT

TRUST BUT VERIFY

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