Kerry J. Hilsabeck

FINANCIAL ACTION

Monument, CO 80132

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CRD#: 6123287

Professional summary

Kerry Joseph Hilsabeck, CFP® is a registered financial advisor currently at FINANCIAL ACTION, INC. located in Monument, Colorado.

Kerry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2014. Kerry has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kerry J. Hilsabeck is currently employed with Focus on the Family aside from his role as Investment advisor at Financial Action Inc. The two roles are independent in function and no referrals or compensation will be received to or from the non-profit entity. Should a client of Financial Action Inc. have charitable ties to Focus on the Family, no compensation will result from the aforementioned relationship.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerry Joseph Hilsabeck's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

May 18, 2020 - Present

FINANCIAL ACTION, INC.

Office #1: 283 Washington St, Monument, CO 80132

RIA

CRD#: 140285

Monument, CO

Past

April 17, 2018 - June 28, 2019

THREE POINTS FINANCIAL, INC.

RIA

CRD#: 132897

COLORADO SPRINGS, CO

Past

September 10, 2014 - September 5, 2017

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

June 3, 2014 - September 5, 2017

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/18/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2014

General Securities Representative Examination

Current Firm

FINANCIAL ACTION, INC.

ELEVATED FINANCIAL PLANNING | TREASURE FINANCIAL PLANNING INC. | FINANCIAL FUTURE SERVICES, LLC. | FINANCIAL ACTION, INC.

CRD#: 140285 / SEC#:

Arizona

Registered Investment Advisory firm - (11/14/2012 Terminated)

Colorado

Registered Investment Advisory firm - (7/10/2006 Approved)

Florida

Registered Investment Advisory firm - (10/28/2024 Approved)

Louisiana

Registered Investment Advisory firm - (8/7/2024 Approved)

New Mexico

Registered Investment Advisory firm - (12/3/2009 Terminated)

Texas

Registered Investment Advisory firm - (9/16/2024 Approved)

Wyoming

Registered Investment Advisory firm - (7/11/2024 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

283 Washington St, Monument, CO 80132

Mailing Address

Phone number

(800) 372-9404

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	933
AUM (Assets Under Management)	$ 81,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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COMMONWEALTH FINANCIAL NETWORK

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Kerry J. Hilsabeck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerry Joseph Hilsabeck's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ACTION, INC.

THREE POINTS FINANCIAL, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2014

SIE

Date: 9/5/2017

Series 7

Date: 6/2/2014

Current Firm

FINANCIAL ACTION, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL ACTION, INC.

TRUST BUT VERIFY

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