William F. Kubicek

DARCY BRIX INVESTMENT REPRESENTATIVE,

Honolulu, HI 96816

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CRD#: 6123248

Professional summary

William Frank Kubicek IV is a registered financial advisor currently at DARCY BRIX INVESTMENT REPRESENTATIVE, INC located in Honolulu, Hawaii.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. William has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WILLIAM KUBICEK IS ALSO SEPARATELY EMPLOYED AS VICE PRESIDENT, MARKETING, OF MAIN SEQUENCE TECHNOLOGY, 4430 SHERWIN ROAD, WILLOUGHBY, OH 44094. MAIN SEQUENCE TECHNOLOGY DEVELOPS SOFTWARE AND DATABASE SOLUTIONS FOR UNAFFILIATED THIRD PARTY CLIENTS DEALING WITH PERSONNEL RECRUITMENT. MR. KUBICEK MAY SPEND UP TO 90% OF HIS TIME ON THIS NON-ADVISORY ACTIVITY.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Frank Kubicek IV's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 11, 2017 - Present

DARCY BRIX INVESTMENT REPRESENTATIVE, INC

Office #1: 746 Hunakai Street, Honolulu, HI 96816

RIA

CRD#: 166783

Honolulu, HI

Past

October 15, 2013 - December 31, 2016

DARCY BRIX INVESTMENT REPRESENTATIVE, INC

RIA

CRD#: 166783

HONOLULU, HI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/27/2013

Uniform Investment Adviser Law Examination

Current Firm

DARCY BRIX INVESTMENT REPRESENTATIVE, INC

DARCY BRIX INVESTMENT ADVISOR REPRESENTATIVE, INC. | DARCY BRIX, INC. | DARCY BRIX INVESTMENT REPRESENTATIVE, INC

CRD#: 166783 / SEC#: 801-108953

RIA

Registered Investment Advisory firm - (9/25/2017 Terminated)

Ohio

Registered Investment Advisory firm - (8/8/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

4420 Sherwin Road Hamilton Hall, Willoughby, OH 44094

Mailing Address

Phone number

(440) 856-0320

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William F. Kubicek

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Frank Kubicek IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

DARCY BRIX INVESTMENT REPRESENTATIVE, INC

DARCY BRIX INVESTMENT REPRESENTATIVE, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/27/2013

Current Firm

DARCY BRIX INVESTMENT REPRESENTATIVE, INC

Contact information

Documents

Red Flags

Company Information

DARCY BRIX INVESTMENT REPRESENTATIVE, INC

TRUST BUT VERIFY

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