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Ingo Schrodel

CRD# 6123119·Registered 2012 - 2020
Previously Registered: Being a previously registered professional could mean that Ingo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ingo Schrodel was a registered financial advisor. Ingo was a previously registered financial professional and started their career in finance 2012 - 2020. Ingo had worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

PREVAIL CAPITAL LLC·CRD# 141322
BD
Naples, FL
April 15, 2019 - January 24, 2020
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
RIA
Fort Myers, FL
June 29, 2016 - April 4, 2019
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
Fort Myers, FL
June 6, 2016 - April 4, 2019
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Fort Myers, FL
November 21, 2012 - April 30, 2013

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Current Firm

PC
PREVAIL CAPITAL LLC

PREVAIL CAPITAL LLC

CRD#: 141322 / SEC#: 8-67378
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

7693 Citrus Hill Lane, Naples, FL 34109

Mailing Address

7693 Citrus Hill Lane, Naples, FL 34109

Phone Number

(239) 234-1169

Established

Delaware since 07/08/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RAPID USA EB-5 CAPITAL LLCMEMBER—
HULME, LISATREASURER, SECRETARY, MANAGER6113324
MACK, ALEXANDER HERBERTFINOP, CFO, CCO4805607

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jun 2016About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jun 2016About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2012About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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