YZ
Ying S. Zhang
GILDER GAGNON HOWE & CO. LLC
New York, NY 10018
Some features on this profile are disabled
CRD#: 6123066
YZ
Professional summary
Ying Si Zhang, who also goes by Ying Si Zhang, Ying Zhang, Ying Si Si Zhang, Ying Si Zhang, is a registered financial advisor currently at GILDER GAGNON HOWE & CO. LLC located in New York, New York.
Ying is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Ying has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ying Si Zhang | Ying Zhang | Ying Si Si Zhang | Ying Si Zhang
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Ying Si Zhang's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ying Si Zhang's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 21, 2016 - Present
GILDER GAGNON HOWE & CO. LLC
Office #1: 475 Tenth Ave 12th Floor, New York, NY 10018RIA
BD
CRD#: 2002
New York, NY
Current
January 15, 2016 - Present
GILDER GAGNON HOWE & CO. LLC
Office #1: 475 Tenth Ave 12th Floor, New York, NY 10018RIA
BD
CRD#: 2002
New York, NY
Past
July 28, 2014 - January 13, 2016
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
NEW YORK, NY
Past
October 2, 2013 - January 13, 2016
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
NEW YORK, NY
Past
December 6, 2012 - February 26, 2013
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GILDER GAGNON HOWE & CO. LLC
GGHC | GILDER, GAGNON & CO., INC. | GILDER, GAGNON & CO. | GILDER GAGNON HOWE & CO. LLC | GILDER GAGNON HOWE & CO
CRD#: 2002 / SEC#: 801-65667, 8-30196
RIA
Registered Investment Advisory firm - SEC (1/27/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/15/2016)
RR
Alaska(2/8/2018)
RR
Arizona(1/15/2016)
RR
Arkansas(1/15/2016)
RR
California(1/15/2016)
RR
Colorado(1/15/2016)
RR
Connecticut(1/15/2016)
RR
Delaware(1/15/2016)
RR
District of Columbia(1/15/2016)
RR
Florida(1/15/2016)
RR
Georgia(1/15/2016)
RR
Hawaii(1/15/2016)
RR
Idaho(2/8/2018)
RR
Illinois(1/15/2016)
RR
Indiana(1/15/2016)
RR
Iowa(2/8/2018)
RR
Kansas(1/15/2016)
RR
Kentucky(2/8/2018)
RR
Louisiana(1/15/2016)
RR
Maine(1/15/2016)
RR
Maryland(1/15/2016)
RR
Massachusetts(1/15/2016)
RR
Michigan(1/15/2016)
RR
Minnesota(1/15/2016)
RR
Mississippi(2/8/2018)
RR
Missouri(1/15/2016)
RR
Montana(1/15/2016)
RR
Nevada(1/15/2016)
RR
New Hampshire(1/15/2016)
RR
New Jersey(1/15/2016)
RR
New Mexico(1/15/2016)
RR
New York(1/15/2016)
IAR
New York(8/17/2023)
RR
North Carolina(1/15/2016)
RR
North Dakota(2/8/2018)
RR
Ohio(1/15/2016)
RR
Oklahoma(2/8/2018)
RR
Oregon(1/15/2016)
RR
Pennsylvania(1/15/2016)
RR
Rhode Island(1/15/2016)
RR
South Carolina(1/15/2016)
RR
South Dakota(2/8/2018)
RR
Tennessee(1/15/2016)
RR
Texas(1/15/2016)
RR
Utah(1/15/2016)
RR
Vermont(1/15/2016)
RR
Virginia(1/15/2016)
RR
Washington(1/15/2016)
RR
West Virginia(2/8/2018)
RR
Wisconsin(1/15/2016)
RR
Wyoming(1/15/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
GILDER GAGNON HOWE & CO. LLC
GGHC | GILDER, GAGNON & CO., INC. | GILDER, GAGNON & CO. | GILDER GAGNON HOWE & CO. LLC | GILDER GAGNON HOWE & CO
CRD#: 2002 / SEC#: 801-65667, 8-30196
RIA
Registered Investment Advisory firm - SEC (1/27/2006 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
475 Tenth Avenue 12th Floor, New York, NY 10018-1120
Mailing Address
475 Tenth Avenue, New York, NY 10018
Phone number
(212) 765-2500
Established
New York since 01/04/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
88
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOWE, DAVID STEWART | MANAGING MEMBER | 812707 |
| RIZAVI, SHAIZA MARIAM | CHIEF EXECUTIVE OFFICER / MANAGING MEMBER | 2874858 |
| ANDERSON, TRAVIS KNAPP | MANAGING MEMBER | 853424 |
| DEUTSCH, JAMES MICHAEL | CHIEF EXECUTIVE OFFICER/MANAGING MEMBER | 4565264 |
| MCCORMICK, MICHAEL PATRICK | MEMBER | 1857693 |
| ALI, SHAFQAT | CHIEF INFORMATION SECURITY OFFICER/MEMBER | 6009773 |
| ESPOSITO, LAURA MICHELE | CHIEF COMPLIANCE OFFICER | 6727167 |
| HUYNH, DAVID CO | CHIEF FINANCIAL OFFICER | 5443515 |
Regulatory assets under management
| Total Number of Accounts | 8,767 |
| AUM (Assets Under Management) | $ 11,604,602,601 |
Disclosures
| Regulatory Event | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 09/20/2024 | ||
| 11/10/2023 | ||
| 12/15/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
