Joseph M. Allaria
CARSONALLARIA WEALTH MANAGEMENT, LTD.
GLEN CARBON, IL 62034
Some features on this profile are disabled
CRD#: 6122862
Professional summary
Joseph Michael Allaria, CFP®, who also goes by Joseph M. Allaria, is a registered financial advisor currently at CARSONALLARIA WEALTH MANAGEMENT, LTD. located in Glen Carbon, Illinois.
Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Joseph has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph M. Allaria
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. VARIOUS CARRIERS; YES, INVESTMENT RELATED; MULTIPLE ADDRESSES; INSURANCE SALES; LICENSED INSURANCE AGENT; START DATE: 2014; LESS THAN 10 HOURS/MONTH WHICH ARE TYPICALLY DURING SECURITIES TRADING HOURS; INSURANCE SALES. 2. CARPENTER CREEK LLC; NOT INVESTMENT RELATED; [ADDRESS]; REAL ESTATE INVESTMENT ENTITY; [POSITION/TITLE]; START DATE: 2019; 50% OWNERSHIP STAKE. SPENDS LESS THAN 4 HOURS/MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; RECEIVES RENTAL INCOME. 3. MVR PROPERTIES; NOT INVESTMENT RELATED; 2246 S STATE ROUTE 157 GLEN CARBON IL 62034; NATURE OF BUSINESS IS TO INVEST IN PROPERTIES; TITLE: MEMBER; START DATE: 07/29/2024; APPROX <4 HRS/MONTH, NONE OF WHICH ARE DURING SECURITIES TRADING HOURS; DUTIES ARE SOLELY OWNING THE BUILDING.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Michael Allaria's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
December 8, 2017 - Present
CARSONALLARIA WEALTH MANAGEMENT, LTD.
Office #1: 1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034RIA
CRD#: 157998
GLEN CARBON, IL
Past
April 21, 2014 - November 21, 2017
VISIONARY WEALTH ADVISORS, LLC
RIA
CRD#: 169610
EDWARDSVILLE, IL
Past
October 31, 2012 - April 9, 2014
SLAGLE FINANCIAL, LLC.
RIA
CRD#: 149976
EDWARDSVILLE, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
CRD#: 157998 / SEC#: 801-112867
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Illinois
Registered Investment Advisory firm - (4/19/2018 Terminated)Missouri
Registered Investment Advisory firm - (6/25/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(12/8/2017)
IAR
Texas(9/7/2018)
Current Firm
CW
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CARSONALLARIA WEALTH MANAGEMENT, LTD. | MERIDIAN FINANCIAL GROUP, LTD.
CRD#: 157998 / SEC#: 801-112867
RIA
Registered Investment Advisory firm - (4/19/2018 Approved)Illinois
Registered Investment Advisory firm - (4/19/2018 Terminated)Missouri
Registered Investment Advisory firm - (6/25/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 Ginger Creek Meadows Dr, Glen Carbon, IL 62034
Mailing Address
Phone number
(618) 288-9505
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (5 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 643 |
| AUM (Assets Under Management) | $ 567,460,328 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CARSONALLARIA WEALTH MANAGEMENT, LTD.
CRD#: 157998Glen Carbon, IL 62034TRUST BUT VERIFY
Monitor Joseph Allaria
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
