Timothy C. Smith
Professional summary
Timothy C Smith, CFP®, who also goes by Timothy Christopher Smith, is a registered financial advisor currently at TWO TWELVE PLANNING, INC. located in Senoia, Georgia.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Timothy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Timothy C Smith's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2017
Experience
February 9, 2018 - Present
TWO TWELVE PLANNING, INC.
Office #1: 6855 E Hwy 16 Ste 105, Senoia, GA 30276March 3, 2016 - February 12, 2018
MORGAN STANLEY
March 1, 2016 - February 12, 2018
MORGAN STANLEY
December 14, 2012 - March 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 15, 2012 - March 2, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/9/2018)
Exams
Current Firm
TWO TWELVE PLANNING, INC.
CRD#: 292116 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 151 |
| AUM (Assets Under Management) | $ 19,812,125 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TWO TWELVE PLANNING, INC.
CRD#: 292116Senoia, GA 30276TRUST BUT VERIFY
Monitor Timothy Smith
Get automatic monthly alerts on:
