Roberto J. Perea Furniss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Roberto Jaime Perea Furniss, who also goes by Roberto J Perea, Roberto J Perea Furniss, was a registered financial professional .
Roberto is a previously registered financial professional and started their career in finance in 2013. Roberto had worked at 7 firms and has passed the Series 66, Series 7TO, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2021 - January 23, 2024
FUNDOPOLIS SECURITIES, LLC
August 24, 2020 - June 8, 2021
KOVACK ADVISORS, INC.
August 7, 2020 - June 8, 2021
KOVACK SECURITIES INC.
November 25, 2019 - August 11, 2020
PFS INVESTMENTS INC.
October 2, 2019 - December 26, 2019
PFS INVESTMENTS INC.
November 28, 2016 - October 31, 2017
OSAIC INSTITUTIONS, INC.
August 30, 2016 - October 31, 2017
OSAIC INSTITUTIONS, INC.
June 3, 2015 - June 21, 2016
CETERA INVESTMENT SERVICES LLC
October 30, 2013 - May 14, 2014
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 79TO
Date: 9/30/2022
Investment Banking Registered Representative ExaminationCurrent Firm
FUNDOPOLIS SECURITIES, LLC
CRD#: 304414 / SEC#: , 8-70362
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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