Joshua J. Crowe

SUNPATH FINANCIAL

Newport Beach, CA 92660

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CRD#: 6121760

Professional summary

Joshua Jon Crowe is a registered financial advisor currently at SUNPATH FINANCIAL located in Newport Beach, California.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joshua has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2016-Present: Sunpath Financial & Insurance Agency/Insurance Related/Newport Beach, CA/Licensed Insurance Agent/Offer unaffiliated issuers' fixed insurance and annuity products via RIA-insurance agency doing business as Sunpath Financial & Insurance Agency/Activity involves 50% or more time each month, including during traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Jon Crowe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2021 - Present

SUNPATH FINANCIAL

Office #1: 100 Bayview Circle Suite 100, Newport Beach, CA 92660

RIA

CRD#: 312343

Newport Beach, CA

Past

January 29, 2018 - April 1, 2021

INTERACTIVE FINANCIAL ADVISORS

RIA

CRD#: 125117

Newport Beach, CA

Past

August 26, 2015 - January 29, 2016

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

IRVINE, CA

Past

January 22, 2013 - January 29, 2016

PRUCO SECURITIES, LLC.

CRD#: 5685

IRVINE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/29/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/19/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/5/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/29/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 1/21/2013

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SUNPATH FINANCIAL

SUNPATH FINANCIAL | SUNPATH FINANCIAL GROUP INCORPORATED | SUNPATH FINANCIAL & INSURANCE AGENCY

CRD#: 312343 / SEC#:

California

Registered Investment Advisory firm - (4/29/2021 Approved)

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Contact information

Main Address

100 Bayview Circle Suite 100, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 649-4779

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	42
AUM (Assets Under Management)	$ 3,387,375

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua J. Crowe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Jon Crowe's CRS (Customer Relationship Summary).

Certified licenses

Experience

SUNPATH FINANCIAL

INTERACTIVE FINANCIAL ADVISORS

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/19/2015

Series 63

Date: 2/5/2013

SIE

Date: 1/29/2016

Series 6

Date: 1/21/2013

Current Firm

SUNPATH FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUNPATH FINANCIAL

TRUST BUT VERIFY

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