George G. Gunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Gibson Gunn was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 2013. George had worked at 1 firm and has passed the Series 11 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2013 - January 18, 2022
GUNN & COMPANY INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 11
Date: 4/1/2013
Assistant Representative-Order Processing Qualification ExamCurrent Firm
GUNN & COMPANY INCORPORATED
CRD#: 8203 / SEC#: , 8-24680
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GUNN & COMPANY HOLDINGS, INC. | CORPORATE PARENT | |
| GUNN, ROBERT GIBSON III | PRESIDENT/TREASURER/CCO/PFO/POO | 720257 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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