Luke O. Hedley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Luke Oliver David Hedley was a registered financial professional .
Luke is a previously registered financial professional and started their career in finance in 2013. Luke had worked at 1 firm and has passed the Series 63, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2015 - March 15, 2021
NUMIS SECURITIES LLC
January 2, 2013 - May 5, 2015
NUMIS SECURITIES LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 1/15/2024
General Securities Representative ExaminationCurrent Firm
NUMIS SECURITIES LLC
CRD#: 128471 / SEC#: , 8-66139
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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