Gregory J. Baker

CLARK ASSET MANAGEMENT

Palmetto, FL

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CRD#: 6121230

Professional summary

Gregory Joseph Baker JR., CFP®, who also goes by Greg J Baker, Greg Baker, Gregory Joseph Baker Jr., Gregory Joseph Baker, Gregory Baker, Gregory J Baker Jr., is a registered financial advisor currently at CLARK ASSET MANAGEMENT, LLC located in Palmetto, Florida.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Gregory has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Musician; START DATE 01/01/2018; St. Petersburg, FL; Musical performances for entertainment at a variety of venues for compensation; Generally less than 3 hours a month; Not investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Joseph Baker JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

September 17, 2025 - Present

CLARK ASSET MANAGEMENT, LLC

RIA

CRD#: 284480

Palmetto, FL

Past

April 3, 2018 - August 3, 2025

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

St. Petersburg, FL

Past

April 2, 2018 - August 3, 2025

CHARLES SCHWAB & CO., INC.

CRD#: 5393

St. Petersburg, FL

Past

November 4, 2013 - March 20, 2018

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

TAMPA, FL

Past

November 28, 2012 - March 20, 2018

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

TAMPA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARK ASSET MANAGEMENT, LLC

CRD#: 284480 / SEC#: 801-120465

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(9/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/8/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/27/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CLARK ASSET MANAGEMENT, LLC

CRD#: 284480 / SEC#: 801-120465

RIA

Registered Investment Advisory firm - (3/8/2021 Approved)

Massachusetts

Registered Investment Advisory firm - (3/9/2021 Terminated)

New Hampshire

Registered Investment Advisory firm - (4/16/2021 Terminated)

Texas

Registered Investment Advisory firm - (3/9/2021 Terminated)

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Contact information

Main Address

Stratham, NH

Mailing Address

Phone number

(603) 237-1341

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2 A AND B (3/12/2025)

Regulatory assets under management

Total Number of Accounts	955
AUM (Assets Under Management)	$ 778,339,310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gregory J. Baker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Joseph Baker JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

CLARK ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2013

Series 63

Date: 3/8/2013

SIE

Date: 10/1/2018

Series 7

Date: 9/9/2013

Series 6

Date: 11/27/2012

Current Firm

CLARK ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLARK ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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