Stacy L. Grinaker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Lyn Grinaker, who also goes by Stacy Lyn Dittmar-towner, Stacy Lyn Dittmar, Stacy Lyn Towner, was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 2012. Stacy had worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2019 - January 6, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
May 29, 2019 - January 6, 2025
FIDELITY BROKERAGE SERVICES LLC
April 13, 2018 - May 23, 2019
CHARLES SCHWAB & CO., INC.
April 13, 2018 - May 23, 2019
CHARLES SCHWAB & CO., INC.
August 5, 2013 - March 21, 2018
STRATEGIC ADVISERS LLC
December 12, 2012 - March 15, 2018
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
