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AP

Anthony J. Pucci

CRAFT CAPITAL MANAGEMENT LLC
Houston, TX 77057
Some features on this profile are disabled
CRD#: 6120523
AP

Professional summary

Anthony John Robert Pucci, who also goes by Tony Pucc, John Robert Pucci, Anthony John Pucci, is a registered financial professional currently at CRAFT CAPITAL MANAGEMENT LLC located in Houston, Texas.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 2015. Anthony has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tony Pucc | John Robert Pucci | Anthony John Pucci

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony John Robert Pucci's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 5, 2018 - Present

CRAFT CAPITAL MANAGEMENT LLC

Office #1: 2400 Augusta Drive Suite 410, Houston, TX 77057
BD
CRD#: 171350
Houston, TX
Past

April 29, 2016 - August 6, 2018

AEGIS CAPITAL CORP.

BD
CRD#: 15007
NEW YORK, NY
Past

March 11, 2016 - April 25, 2016

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
STATEN ISLAND, NY
Past

October 27, 2015 - March 29, 2016

LAIDLAW & COMPANY (UK) LTD.

BD
CRD#: 119037
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/5/2018)
RR
Colorado
(8/5/2018)
RR
Connecticut
(3/26/2024)
RR
Florida
(8/5/2018)
RR
Georgia
(8/7/2018)
RR
Hawaii
(9/17/2018)
RR
Idaho
(1/12/2023)
RR
Illinois
(8/5/2018)
RR
Kansas
(6/24/2022)
RR
Maryland
(8/5/2018)
RR
Missouri
(8/5/2018)
RR
Montana
(8/5/2018)
RR
New Jersey
(7/31/2025)
RR
New York
(8/5/2018)
RR
North Carolina
(8/5/2018)
RR
Ohio
(8/7/2018)
RR
Oregon
(8/5/2018)
RR
Pennsylvania
(8/10/2018)
RR
Rhode Island
(11/15/2018)
RR
Tennessee
(3/31/2022)
RR
Texas
(8/5/2018)
RR
Utah
(10/30/2019)
RR
Virginia
(8/5/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 11/5/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/27/2015
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CRAFT CAPITAL MANAGEMENT LLC
CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350 / SEC#: , 8-69455

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Mailing Address
377 Oak Street Lower Concourse Ste C2, Garden City, NY 11530
Phone number
(516) 833-1325
Established
New York since 10/15/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
CRAFT ASSET HOLDINGS LLCMANAGING MEMBER
FURST, RONALD ALLANCCO/ROP1007934
KIRONT, BARRY MICHAELCEO2281871
KIRONT, STEPHEN MARKEVP/COO2009609
RYAN, KIMBERLY ANNFINOP4316310

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRAFT CAPITAL MANAGEMENT LLC

CRD#: 171350Houston, TX 77057

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