JP
James W. Poling
ADVISORY ALPHA
Perrysburg, OH 43551
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CRD#: 6120227
JP
Professional summary
James Wesley Poling is a registered financial advisor currently at ADVISORY ALPHA, LLC located in Perrysburg, Ohio.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Citizen Advisory Group; Investment-related; 770 Commerce Dr., Perrysburg, OH 43551; Life insurance, health insurance, and annuity insurance; Wealth Manager; 06/2010; Approx. 165 hours/month; Approx. 150 hours/month during trading hours; Sell insurance products.
(2) Jim Poling; Investment-related; 770 Commerce Dr., Perrysburg, OH 43551; Life Insurance, health insurance, and annuity insurance sales; Licensed insurance agent; 06/2010; Approx. 160 hours/month as Wealth Manager with Citizen Advisory Group; Approx. 150 hours/month during trading hours as Wealth Manager with Citizen Advisory Group; Sell insurance products.
CRS (Client Relationship Summary) - RIA
Click below to view James Wesley Poling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 15, 2020 - Present
ADVISORY ALPHA, LLC
Office #1: 770 Commerce Dr., Perrysburg, OH 43551RIA
CRD#: 158282
Perrysburg, OH
Past
February 27, 2018 - September 15, 2020
PLANNERS ALLIANCE
RIA
CRD#: 290575
PERRYSBURG, OH
Past
September 19, 2012 - February 27, 2018
ALPHASTAR CAPITAL MANAGEMENT
RIA
CRD#: 157423
PERRYSBURG, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Ohio(9/15/2020)
Current Firm
AA
ADVISORY ALPHA, LLC
ADVISORY ALPHA | SUDDENLY SINGLE WEALTH MANAGEMENT | SCHIPPER & OSTERINK | MONEY TALES FINANCIAL | FINANCIAL TRANSITIONS LTD. | FINANCIAL DECISIONS | ESTATE DOCTOR | CONGER WEALTH MANAGEMENT | CASE WEALTH MANAGEMENT | ADVISORY ALPHA, LLC
CRD#: 158282 / SEC#: 801-72499
RIA
Registered Investment Advisory firm - (6/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
348 S Waverly Rd Suite 100, Holland, MI 49423
Mailing Address
Phone number
(866) 530-1400
Established
Firm type
Fiscal year end
# of Employees
60
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 22,480 |
| AUM (Assets Under Management) | $ 3,468,083,482 |
Red Flags
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