Benjamin J. Alderson
Professional summary
Benjamin John Alderson was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Benjamin is a previously registered financial professional and started their career in finance in 2013. Prior to being barred, Benjamin had worked at 2 firms, which includes BRITE INVESTMENTS USA LLC, BRITE ADVISORS USA INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2017 - May 29, 2020
BRITE INVESTMENTS USA, LLC
August 12, 2013 - May 12, 2017
BRITE ADVISORS USA, INC.
State Registrations and Notice Filings
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Current Firm
BRITE INVESTMENTS USA, LLC
CRD#: 288370 / SEC#: 801-110510
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 79 |
| AUM (Assets Under Management) | $ 36,472,282 |
Red Flags
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