IK
Ian M. Kos
TETLEY INVESTMENTS
Park Ridge, IL 60068
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CRD#: 6119885
IK
Professional summary
Ian M Kos is a registered financial advisor currently at TETLEY INVESTMENTS, LLC located in Park Ridge, Illinois.
Ian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ian has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
TEACHING ASSISTANT AT KELLOGG GRADUATE SCHOOL OF BUSINESS THIS BUSINESS ARE NOT INVESTMENT-RELATED. MBA-LEVEL GRADUATE SCHOOLS
KELLOGG
2001 SHERIDAN ROAD
EVANSTON, IL 60208
I HAVE BEEN A TA KELLOGG SINCE 01/2011, RESPECTIVELY. THERE IS NO RELATIONSHIP BETWEEN EITHER BUSINESS AND MY ROLE AT TETLEY INVESTMENTS.
MY APPROXIMATE HOURS PER MONTH IS 40 BETWEEN KELLSTADT AND KELLOGG AND IS COMPLETED ON THE WEEKENDS AND IN THE EVENINGS.
DUTIES AS A TA INCLUDE PREPARING CLASS MATERIALS AND GRADING
CRS (Client Relationship Summary) - RIA
Click below to view Ian M Kos's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 25, 2012 - Present
TETLEY INVESTMENTS, LLC
Office #1: 444 N Northwest Hwy. Suite 245, Park Ridge, IL 60068RIA
CRD#: 164130
Park Ridge, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
TETLEY INVESTMENTS, LLC
TETLEY INVESTMENTS, LLC
CRD#: 164130 / SEC#: 801-121491
RIA
Registered Investment Advisory firm - (6/11/2021 Approved)Florida
Registered Investment Advisory firm - (6/16/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/16/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/16/2021 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2020 Terminated)Texas
Registered Investment Advisory firm - (6/16/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(9/25/2012)
Current Firm
TI
TETLEY INVESTMENTS, LLC
TETLEY INVESTMENTS, LLC
CRD#: 164130 / SEC#: 801-121491
RIA
Registered Investment Advisory firm - (6/11/2021 Approved)Florida
Registered Investment Advisory firm - (6/16/2021 Terminated)Illinois
Registered Investment Advisory firm - (6/16/2021 Terminated)Indiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Louisiana
Registered Investment Advisory firm - (6/16/2021 Terminated)Michigan
Registered Investment Advisory firm - (6/16/2021 Terminated)Minnesota
Registered Investment Advisory firm - (12/21/2020 Terminated)Texas
Registered Investment Advisory firm - (6/16/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
444 N Northwest Hwy. Suite 245, Park Ridge, IL 60068
Mailing Address
Phone number
(773) 698-6862
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 507 |
| AUM (Assets Under Management) | $ 173,270,267 |
Red Flags
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