Varun B. Pardiwalla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Varun Behram Pardiwalla was a registered financial professional .
Varun is a previously registered financial professional and started their career in finance in 2012. Varun had worked at 1 firm and has passed the Series 62 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 29, 2012 - March 19, 2013
ICICI SECURITIES INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/26/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
ICICI SECURITIES INC.
CRD#: 104285 / SEC#: , 8-52746
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
