Andrew D. Mees
Professional summary
Andrew David Mees, who also goes by Andrew D Mees, Andy Mees, is a registered financial professional currently at STANCORP EQUITIES, INC. located in Portland, Oregon.
Andrew is registered as a RR (Registered Representative) and started their career in finance in 2012. Andrew has worked at 3 firms and has passed the Series 63, Series 65, Series 6TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Andrew David Mees's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2025 - Present
STANCORP EQUITIES, INC.
Office #1: 1100 Sw 6th Avenue, Portland, OR 97204October 28, 2015 - December 7, 2016
EMPOWER FINANCIAL SERVICES, INC.
August 4, 2015 - October 9, 2015
IMA WEALTH
March 12, 2015 - October 9, 2015
IMA WEALTH
December 8, 2012 - March 10, 2015
EMPOWER FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2025)
(10/13/2025)
(10/14/2025)
(10/13/2025)
Exams
Series 6TO
Date: 7/11/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STANCORP EQUITIES, INC.
CRD#: 19517 / SEC#: , 8-37563
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANCORP FINANCIAL GROUP, INC. | OWNER OF STANCORP EQUITIES, INC. | |
| BURLIE, JASON MATTHEW | PRESIDENT | 4072452 |
| HUANG, JAMES PEI-YUEN | SECRETARY | 4020305 |
| LIM, CHARLES | CHIEF COMPLIANCE OFFICER | 5039063 |
| MARTIN, SHANNON MICHELLE | 2ND VICE PRESIDENT AND ASSISTANT CONTROLLER | 7616238 |
| PAGLIARULO, DAVID C | TREASURER, FINOP | 6883045 |
Red Flags
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