Christopher T. Williams
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Thomas Williams was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2012. Christopher had worked at 3 firms and has passed the Series 57TO, SIE and Series 56 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2015 - March 4, 2024
GENEVA STOCK, L.L.C.
June 2, 2014 - November 2, 2015
HEELS 27 LLC
January 24, 2014 - June 2, 2014
GENEVA STOCK, L.L.C.
September 27, 2012 - December 2, 2013
GENEVA TRADING LLC
State Registrations and Notice Filings
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Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 3/14/2014
Proprietary Trader Qualification ExaminationCurrent Firm
GENEVA STOCK, L.L.C.
CRD#: 104435 / SEC#: , 8-52903
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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