JW
James A. Williams
HOOPOE ADVISORS
Dorchester, MA 02121
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CRD#: 6118863
JW
Professional summary
James A Williams, who also goes by James Williams, is a registered financial advisor currently at HOOPOE ADVISORS located in Dorchester, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. James has worked at 2 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Williams
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
James A. Williams is an accountant. From time to time, he will offer clients advice or products from this activity. Hoopoe Advisors always acts in the best interest of the client. Clients are in no way required to utilize the services of any representative of Hoopoe Advisors in their capacity as an accountant.
CRS (Client Relationship Summary) - RIA
Click below to view James A Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 13, 2017 - Present
HOOPOE ADVISORS
Office #1: 576 Warren Street, Dorchester, MA 02121RIA
CRD#: 282573
Dorchester, MA
Past
October 11, 2012 - July 26, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
DORCHESTER, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HA
HOOPOE ADVISORS
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
CRD#: 282573 / SEC#: 801-117778
RIA
Registered Investment Advisory firm - (12/12/2019 Approved)Massachusetts
Registered Investment Advisory firm - (1/20/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/31/2020 Terminated)New York
Registered Investment Advisory firm - (1/20/2020 Terminated)Texas
Registered Investment Advisory firm - (1/20/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(10/13/2017)
Exams
Current Firm
HA
HOOPOE ADVISORS
HOOPOE ADVISORS | STRENGTHENING FAMILIES AND COMMUNITIES, LLC | STRENGTHENING FAMILIES AND COMMUNITIES (SFC) | STRENGTHENING FAMILIES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES, LLC | STRENGTHENING FAMILES & COMMUNITIES (SFC)
CRD#: 282573 / SEC#: 801-117778
RIA
Registered Investment Advisory firm - (12/12/2019 Approved)Massachusetts
Registered Investment Advisory firm - (1/20/2020 Terminated)New Jersey
Registered Investment Advisory firm - (1/31/2020 Terminated)New York
Registered Investment Advisory firm - (1/20/2020 Terminated)Texas
Registered Investment Advisory firm - (1/20/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
603 Massachusetts Avenue Suite 200, Boston, MA 02118
Mailing Address
Phone number
(617) 708-0639
Established
Firm type
Fiscal year end
# of Employees
11
SEC notice filing (8 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 553 |
| AUM (Assets Under Management) | $ 543,554,485 |
Red Flags
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Company Information
HOOPOE ADVISORS
CRD#: 282573Dorchester, MA 02121TRUST BUT VERIFY
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