Walter J. Wiltz

STONE WEALTH PARTNERS LLC

LAFAYETTE, LA 70508

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CRD#: 6118859

Professional summary

Walter Joseph Wiltz IV, who also goes by Beau Wiltz, Walter Wiltz, is a registered financial advisor currently at STONE WEALTH PARTNERS LLC located in Lafayette, Louisiana.

Walter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Walter has worked at 4 firms and has passed the Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Beau Wiltz | Walter Wiltz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Joseph Wiltz IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 9, 2020 - Present

STONE WEALTH PARTNERS LLC

Office #1: 1200 Camellia Suite 101, Lafayette, LA 70508

RIA

CRD#: 308429

LAFAYETTE, LA

Past

September 30, 2016 - June 2, 2020

PARISH INVESTMENT ADVISORS LLC

RIA

CRD#: 284770

LAFAYETTE, LA

Past

July 1, 2016 - July 18, 2016

OSAIC INSTITUTIONS, INC.

RIA

CRD#: 35371

LAFAYETTE, LA

Past

July 1, 2016 - July 18, 2016

OSAIC INSTITUTIONS, INC.

CRD#: 35371

LAFAYETTE, LA

Past

January 3, 2015 - July 1, 2016

ESSEX NATIONAL SECURITIES, LLC

RIA

CRD#: 25454

LAFAYETTE, LA

Past

October 2, 2012 - July 1, 2016

ESSEX NATIONAL SECURITIES, LLC

CRD#: 25454

LAFAYETTE, LA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STONE WEALTH PARTNERS LLC

STONE WEALTH PARTNERS | STONE WEALTH PARTNERS LLC

CRD#: 308429 / SEC#: 801-129772

RIA

Registered Investment Advisory firm - (3/27/2024 Approved)

Florida

Registered Investment Advisory firm - (10/3/2024 Terminated)

Georgia

Registered Investment Advisory firm - (10/4/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (10/3/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (10/3/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Louisiana
(4/9/2020)

IAR

Texas
(5/13/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/2/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/18/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/2014

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/29/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STONE WEALTH PARTNERS LLC

STONE WEALTH PARTNERS | STONE WEALTH PARTNERS LLC

CRD#: 308429 / SEC#: 801-129772

RIA

Registered Investment Advisory firm - (3/27/2024 Approved)

Florida

Registered Investment Advisory firm - (10/3/2024 Terminated)

Georgia

Registered Investment Advisory firm - (10/4/2024 Terminated)

Louisiana

Registered Investment Advisory firm - (10/3/2024 Terminated)

Tennessee

Registered Investment Advisory firm - (10/3/2024 Terminated)

Texas

Registered Investment Advisory firm - (10/3/2024 Terminated)

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Contact information

Main Address

1200 Camellia Suite 101, Lafayette, LA 70508

Mailing Address

375 Lions St, Jefferson, LA 70121

Phone number

(337) 660-2334

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

STONE WEALTH PARTNERS LLC ADV BROCHURE PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	669
AUM (Assets Under Management)	$ 118,435,585

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Walter J. Wiltz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Walter Joseph Wiltz IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARISH INVESTMENT ADVISORS LLC

OSAIC INSTITUTIONS, INC.

OSAIC INSTITUTIONS, INC.

ESSEX NATIONAL SECURITIES, LLC

ESSEX NATIONAL SECURITIES, LLC

Primary Firm SEC Registration

STONE WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/2/2015

SIE

Date: 7/18/2016

Series 7

Date: 2/24/2014

Series 6

Date: 9/29/2012

Current Firm

STONE WEALTH PARTNERS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STONE WEALTH PARTNERS LLC

TRUST BUT VERIFY

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