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CY

Christopher B. Yuan

VOYA FINANCIAL ADVISORS
Boston, MA 02210
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CRD#: 6118308
CY
Christopher Bowen YuanVOYA FINANCIAL ADVISORS

Professional summary

Christopher Bowen Yuan is a registered financial professional currently at VOYA FINANCIAL ADVISORS, INC. located in Boston, Massachusetts.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2014. Christopher has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Bowen Yuan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 11, 2026 - Present

VOYA FINANCIAL ADVISORS, INC.

Office #1: 121 Seaport Boulevard 11th Floor, Boston, MA 02210
RIA
BD
CRD#: 2882
Boston, MA
Past

February 7, 2020 - January 24, 2024

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 106629
BOSTON, MA
Past

January 28, 2020 - January 24, 2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
Boston, MA
Past

July 23, 2018 - September 18, 2019

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
Boston, MA
Past

August 31, 2015 - June 25, 2018

VOYA INVESTMENT MANAGEMENT CO. LLC

RIA
CRD#: 106494
WINDSOR, CT
Past

August 31, 2015 - June 25, 2018

VOYA INVESTMENTS DISTRIBUTOR, LLC

BD
CRD#: 37886
Windsor, CT
Past

November 5, 2014 - February 17, 2015

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
MERRIMACK, NH
Past

February 15, 2014 - February 17, 2015

FIDELITY BROKERAGE SERVICES LLC

BD
CRD#: 7784
MERRIMACK, NH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
District of Columbia
(8/11/2026)
RR
Florida
(8/11/2026)
RR
Illinois
(8/11/2026)
RR
Indiana
(8/11/2026)
RR
Kentucky
(8/11/2026)
RR
Michigan
(8/11/2026)
RR
Minnesota
(8/11/2026)
RR
Mississippi
(8/11/2026)
RR
Montana
(8/11/2026)
RR
Nebraska
(8/11/2026)
RR
New Jersey
(8/11/2026)
RR
Ohio
(8/11/2026)
RR
Oklahoma
(8/11/2026)
RR
South Carolina
(8/11/2026)
RR
South Dakota
(8/11/2026)
RR
Tennessee
(8/11/2026)
RR
Texas
(8/11/2026)
RR
Vermont
(8/11/2026)
RR
Washington
(8/11/2026)
RR
Wisconsin
(8/11/2026)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/27/2014
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 2/22/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/15/2014
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 2/10/2023
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

VOYA FINANCIAL ADVISORS, INC.
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.

CRD#: 2882 / SEC#: 801-46585, 8-13987

RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV: FIRM BROCHURE (12/10/2025)
PART 2A APPENDIX 1 OF FORM ADV: WRAP FEE PROGRAM BROCHURE (12/10/2025)
PART 2A APPENDIX OF FORM ADV: INVESTOR CHANNEL WRAP FEE PROGRAM BROCHURE (12/10/2025)

Direct owners and executive officers

NamePositionCRD#
VOYA HOLDINGS INC.100% SHAREHOLDER
BOHN, FREDERICK HENRYCHIEF FINANCIAL OFFICER5791728
DEPRATTI, JOHN JVP, OPERATIONS PRINCIPAL2927917
PAASCH, STEPHAN ANTHONYCHIEF COMPLIANCE OFFICER2968516
REILLY, JONATHAN FRANCISPRESIDENT2039032

Regulatory assets under management

Total Number of Accounts11,854
AUM (Assets Under Management)$ 2,744,735,129

Disclosures

Regulatory Event36
Arbitration9

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882Boston, MA 02210

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