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JP

Jon M. Plasek

HILLWORTH BANK PARTNERS
Austin, TX 78731
Some features on this profile are disabled
CRD#: 6117897
JP

Professional summary

Jon Michael Plasek is a registered financial professional currently at HILLWORTH BANK PARTNERS located in Austin, Texas.

Jon is registered as a RR (Registered Representative) and started their career in finance in 2015. Jon has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jon Michael Plasek's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2022 - Present

HILLWORTH BANK PARTNERS

Office #1: 3307 Northland Drive Suite 300, Austin, TX 78731
BD
CRD#: 307454
Austin, TX
Past

August 24, 2021 - January 19, 2022

MAGSTAR CAPITAL, LLC

BD
CRD#: 297559
Austin, TX
Past

March 3, 2015 - June 4, 2019

HOVDE GROUP, LLC

BD
CRD#: 25425
AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(3/4/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 10/1/2021
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 3/3/2015
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

HB
HILLWORTH BANK PARTNERS
HILLWORTH BANK PARTNERS | HILLWORTH SECURITIES, LLC

CRD#: 307454 / SEC#: , 8-70498

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
3307 Northland Drive, Suite 300, Austin, TX 78731
Mailing Address
3307 Northland Drive, Suite 300, Austin, TX 78731
Phone number
(512) 575-2266
Established
Delaware since 01/21/2020
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HILLWORTH HOLDINGS, LLCMEMBER/OWNER
JOHNSON, KRISTY KAYFINOP/CFO4470948
LOCKE, ROBERT CLARKPRESIDENT/CCO4852411
MORTON, JOSEPH TANDYPRINCIPAL5292553

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HILLWORTH BANK PARTNERS

CRD#: 307454Austin, TX 78731

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