Maurice T. Mccarthy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Maurice Traylor Mccarthy JR., who also goes by Butch Mccarthy, was a registered financial professional .
Maurice is a previously registered financial professional and started their career in finance in 2012. Maurice had worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 1, 2013 - December 31, 2020
BDC CAPITAL MANAGEMENT, INC.
November 5, 2012 - October 24, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BDC CAPITAL MANAGEMENT, INC.
CRD#: 108445 / SEC#: 801-56690
Contact information
Regulatory assets under management
| Total Number of Accounts | 427 |
| AUM (Assets Under Management) | $ 86,842,447 |
Red Flags
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