Philip A. Houk
Professional summary
Philip Adler Houk, who also goes by Philip Adler Houk, is a registered financial professional currently at SOFI SECURITIES LLC located in New York, New York.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2012. Philip has worked at 3 firms and has passed the Series 57TO, SIE, Series 56 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Adler Houk's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2025 - Present
SOFI SECURITIES LLC
Office #1: 860 Washington Street 2nd Floor, New York, NY 10014March 25, 2021 - August 3, 2023
APEX CLEARING CORPORATION
August 18, 2017 - May 9, 2019
APEX CLEARING CORPORATION
December 14, 2012 - November 10, 2017
PEAK6 CAPITAL MANAGEMENT LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 56
Date: 12/13/2012
Proprietary Trader Qualification ExaminationFINRA
Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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