Reanna J. Lee

THOMAS J. HERZFELD ADVISORS

MIAMI BEACH, FL 33139

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CRD#: 6117605

Professional summary

Reanna Jane Moran Lee, who also goes by Reanna Jane Moran Lee-schwaegler, Reanna Jane Moran Schwaegler, is a registered financial advisor currently at THOMAS J. HERZFELD ADVISORS, INC. located in Miami Beach, Florida.

Reanna is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Reanna has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Reanna Jane Moran Lee-Schwaegler | Reanna Jane Moran Schwaegler

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

REANNA J M LEE, P.A. THIS IS NOT AN INVESTMENT RELATED BUSINESS. THE ADDRESS FOR THIS BUSINESS IS 45 ALMERIA AVENUE CORAL GABLES, FL 33134. THIS BUSINESS IS A LAW FIRM, AND I FUNCTION AS BOTH THE OWNER AND THE ATTORNEY. THIS LAW FIRM WAS STARTED IN JANUARY OF 2012. APPROXIMATELY 10 HOURS A MONTH IS DEVOTED TO THIS BUSINESS. NO HOURS ARE DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS. I PERFORM TRANSACTIONAL LEGAL SERVICES FOR LOW INCOME CLIENTS WHO NEED ATTORNEY ASSISTANCE.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reanna Jane Moran Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2013 - Present

THOMAS J. HERZFELD ADVISORS, INC.

Office #1: 119 Washington Avenue Suite 504, Miami Beach, FL 33139

RIA

CRD#: 108369

MIAMI BEACH, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THOMAS J. HERZFELD ADVISORS, INC.

HERZFELD CUBA | THOMAS J. HERZFELD ADVISORS, INC. | HERZFELD THOMAS J ADVISORS INC

CRD#: 108369 / SEC#: 801-20866

RIA

Registered Investment Advisory firm - (4/9/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(3/7/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/28/2012

Uniform Investment Adviser Law Examination

Current Firm

THOMAS J. HERZFELD ADVISORS, INC.

HERZFELD CUBA | THOMAS J. HERZFELD ADVISORS, INC. | HERZFELD THOMAS J ADVISORS INC

CRD#: 108369 / SEC#: 801-20866

RIA

Registered Investment Advisory firm - (4/9/1984 Approved)

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Contact information

Main Address

119 Washington Avenue Suite 504, Miami Beach, FL 33139

Mailing Address

Phone number

(305) 777-1660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THOMAS J. HERZFELD ADVISORS SEPTEMBER 2025 BROCHURE (9/12/2025)

Regulatory assets under management

Total Number of Accounts	294
AUM (Assets Under Management)	$ 847,596,732

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Reanna J. Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reanna Jane Moran Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

THOMAS J. HERZFELD ADVISORS, INC.

Primary Firm SEC Registration

THOMAS J. HERZFELD ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/28/2012

Current Firm

THOMAS J. HERZFELD ADVISORS, INC.

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THOMAS J. HERZFELD ADVISORS, INC.

TRUST BUT VERIFY

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