Keith C. Mcnamara
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Keith Conlan Mcnamara, who also goes by Keith Mcnamara, was a registered financial professional .
Keith is a previously registered financial professional and started their career in finance in 2013. Keith had worked at 8 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2020 - January 24, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
November 23, 2020 - January 21, 2022
FIDELITY BROKERAGE SERVICES LLC
January 8, 2018 - June 18, 2020
USAA INVESTMENT SERVICES COMPANY
October 4, 2016 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
October 4, 2016 - June 18, 2020
USAA FINANCIAL ADVISORS, INC.
May 17, 2016 - September 21, 2016
RICHARD BROTHERS, FINANCIAL ADVISORS
March 19, 2014 - September 21, 2016
RICHARD BROTHERS SECURITIES
September 9, 2013 - November 21, 2013
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
