Robert J. Caldwell

PRICE FINANCIAL GROUP WEALTH MANAGEMENT

PORTLAND, OR 97223

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CRD#: 6117463

Professional summary

Robert Joseph Caldwell, CFA, CFP®, who also goes by Bo Caldwell, Robert Caldwell, is a registered financial advisor currently at PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. located in Portland, Oregon.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Robert has worked at 8 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bo Caldwell | Robert Caldwell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Started 06/15/2017 - Non-Variable Insurance Agent/broker for Lenz Financial, MassMutual of Oregon, and Pacific Advisors - Investment Related - Located at reported business address - Approximately 10 Hours per month during securities trading. 2. Since 07/20/2017 - Insurance agent utilizing BGA for fixed insurance business- Investment Related - Located at reported business address - approximately 10 hours per month during securities trading hours. 3. Started 11/2018- Price Financial Group. Principal. Entity that owns Price Financial Group Wealth Management, Inc. approximately 10 hours per month during securities trading hours. 4. 01/2023- Price Financial Group Accounting & Tax, LLC, doing business as, R Hug CPAs & Associates. Managing Member. CPA firm offering tax services. Separate from advisory services. Approximately 20 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Caldwell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2016

Experience

Current

September 30, 2022 - Present

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

Office #1: 7160 Sw Fir Loop, Portland, OR 97223

RIA

CRD#: 323146

PORTLAND, OR

Past

February 11, 2021 - October 4, 2022

CWM, LLC

RIA

CRD#: 155344

Beaverton, OR

Past

December 14, 2018 - December 1, 2021

PRICE FINANCIAL GROUP WEALTH MANAGEMENT

RIA

CRD#: 164129

BEAVERTON, OR

Past

May 24, 2018 - December 20, 2018

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

PORTLAND, OR

Past

May 24, 2018 - December 20, 2018

FSC SECURITIES CORPORATION

CRD#: 7461

PORTLAND, OR

Past

November 16, 2016 - June 1, 2018

LPL FINANCIAL LLC

RIA

CRD#: 6413

PORTLAND, OR

Past

November 16, 2016 - June 1, 2018

LPL FINANCIAL LLC

CRD#: 6413

PORTLAND, OR

Past

June 20, 2016 - November 23, 2016

MML INVESTORS SERVICES, LLC

CRD#: 10409

LAKE OSWEGO, OR

Past

January 30, 2015 - June 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PORTLAND, OR

Past

January 30, 2015 - June 8, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PORTLAND, OR

Past

January 7, 2013 - February 2, 2015

EDWARD JONES

RIA

CRD#: 250

PORTLAND, OR

Past

October 24, 2012 - February 2, 2015

EDWARD JONES

CRD#: 250

PORTLAND, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. | PRICE FINANCIAL GROUP, INC.

CRD#: 323146 / SEC#: 801-126661

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(9/30/2022)

IAR

Texas
(9/30/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/9/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/23/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/1/2017

General Securities Principal Examination

Current Firm

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC. | PRICE FINANCIAL GROUP, INC.

CRD#: 323146 / SEC#: 801-126661

RIA

Registered Investment Advisory firm - (9/30/2022 Approved)

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Contact information

Main Address

7160 Sw Fir Loop, Portland, OR 97223

Mailing Address

Phone number

(503) 253-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WRAP BROCHURE (9/10/2025)

2A BROCHURE (9/10/2025)

Regulatory assets under management

Total Number of Accounts	1,235
AUM (Assets Under Management)	$ 138,265,523

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Caldwell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Caldwell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CWM, LLC

PRICE FINANCIAL GROUP WEALTH MANAGEMENT

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MML INVESTORS SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

EDWARD JONES

EDWARD JONES

Primary Firm SEC Registration

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/9/2012

SIE

Date: 10/1/2018

Series 7

Date: 10/23/2012

Series 24

Date: 2/1/2017

Current Firm

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PRICE FINANCIAL GROUP WEALTH MANAGEMENT, INC.

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