Carl T. Norwood
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carl Thompson Norwood II, who also goes by Carl Thompson Norwood, was a registered financial professional .
Carl is a previously registered financial professional and started their career in finance in 2012. Carl had worked at 3 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2013 - March 17, 2017
USAA FINANCIAL PLANNING SERVICES
November 11, 2013 - March 17, 2017
USAA FINANCIAL ADVISORS, INC.
November 20, 2012 - October 1, 2013
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
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Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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