Brendan A. Greenwald
Professional summary
Brendan Alexander Greenwald is a registered financial professional currently at NORTH CAPITAL PRIVATE SECURITIES CORPORATION located in Hoboken, New Jersey.
Brendan is registered as a RR (Registered Representative) and started their career in finance in 2014. Brendan has worked at 2 firms and has passed the Series 66, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brendan Alexander Greenwald's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 3, 2017 - Present
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
Office #1: 22 Hudson Place 3rd Floor, Hoboken, NJ, 07030June 10, 2014 - August 1, 2017
MORGAN STANLEY
February 20, 2014 - August 1, 2017
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(11/15/2017)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(12/13/2017)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(12/13/2017)
(1/4/2018)
(11/3/2017)
(1/5/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(11/3/2017)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
(1/4/2018)
Exams
FINRA
Current Firm
NORTH CAPITAL PRIVATE SECURITIES CORPORATION
CRD#: 154559 / SEC#: , 8-68648
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
