Joe H. Giltner

AXIO CONSULTING GROUP

WEST COLUMBIA, SC 29170

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CRD#: 6117093

Professional summary

Joe Harvey Giltner II is a registered financial advisor currently at AXIO CONSULTING GROUP located in West Columbia, South Carolina.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Joe has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Harvey Giltner II's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 15, 2020 - Present

AXIO CONSULTING GROUP

Office #1: 102 Trade Zone Dr., Suite 20a, West Columbia, SC 29170

RIA

CRD#: 306982

WEST COLUMBIA, SC

Past

July 24, 2013 - December 16, 2019

CCM INVESTMENT ADVISERS, LLC

RIA

CRD#: 105743

COLUMBIA, SC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/2/2022)

IAR

Louisiana
(6/24/2020)

IAR

Massachusetts
(11/10/2020)

IAR

Pennsylvania
(4/8/2022)

IAR

South Carolina
(1/15/2020)

IAR

Texas
(4/7/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/22/2013

Uniform Investment Adviser Law Examination

Current Firm

AXIO CONSULTING GROUP

AXIO CONSULTING GROUP | AXIO WEALTH MANAGEMENT, INC.

CRD#: 306982 / SEC#: 801-117968

RIA

Registered Investment Advisory firm - (7/15/2020 Terminated)

Illinois

Registered Investment Advisory firm - (3/1/2022 Approved)

Louisiana

Registered Investment Advisory firm - (6/24/2020 Approved)

Massachusetts

Registered Investment Advisory firm - (11/10/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (4/8/2022 Approved)

South Carolina

Registered Investment Advisory firm - (6/24/2020 Approved)

Texas

Registered Investment Advisory firm - (3/30/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

101 Trade Zone Dr. Suite 20a, West Columbia, SC 29170-3912

Mailing Address

Po Box 3236, West Columbia, SC 29171-3236

Phone number

(803) 851-1935

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	56
AUM (Assets Under Management)	$ 62,792,430

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2025	Cover Page	Report
03/25/2025	Cover Page	Report
01/02/2024	Cover Page	Report
01/06/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joe H. Giltner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Harvey Giltner II's CRS (Customer Relationship Summary).

Certified licenses

Experience

AXIO CONSULTING GROUP

CCM INVESTMENT ADVISERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/22/2013

Current Firm

AXIO CONSULTING GROUP

Contact information

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AXIO CONSULTING GROUP

TRUST BUT VERIFY

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