KW
Katherine L. Waltner
THE HUNTINGTON INVESTMENT COMPANY
Perrysburg, OH 43551
Some features on this profile are disabled
CRD#: 6116558
KW
Professional summary
Katherine Leann Mckenzie Waltner, who also goes by Katherine Leann Mckenzie Waltner, Katherine Waltner, is a registered financial advisor currently at THE HUNTINGTON INVESTMENT COMPANY located in Perrysburg, Ohio.
Katherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Katherine has worked at 7 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Katherine Leann Mckenzie Waltner | Katherine Waltner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Katherine Leann Mckenzie Waltner's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Katherine Leann Mckenzie Waltner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Three Meadows Banking Office 1001 Sandusky Avenue, Perrysburg, OH 43551Office #2: Fenton 19025 Silver Parkway, Fenton, MI 48430Office #3: Downtown Fenton 226 W Caroline, Fenton, MI 48430Office #4: Lima Main Office 631 West Market St., Lima, OH 45801Office #5: Mccord Central Banking Office 6655 West Central Avenue, Toledo, OH 43617Office #6: Midland Private Banking 235 E Main St, Midland, MI 48640Office #7: Burton 4280 E Court Street, Burton, MI 48509Office #8: Temperance Sterns 7405 Lewis Ave, Temperance, MI 48182Office #9: Spring Meadows 1311 Mccord Rd., Holland, OH 43528Office #10: Saxon Square 3950 Mccord Rd., Toledo, OH 43617Office #11: Arrowhead Park 597 W. Dussel Dr., Maumee, OH 43537Office #12: Huntington National Bank Peninsula 3805 East Harbor Road, Port Clinton, OH 43452Office #13: Miller Road 4584 Miller Road, Flint, MI 48507Office #14: I-475 1318 E Bristol Road, Burton, MI 48529Office #15: Hill Road G-1027 W Hill Road, Flint, MI 48507Office #16: Atwater 1115 S Washington St, Saginaw, MI 48601Office #17: Midland And Euclid 900 W. Midland, Bay City, MI 48706Office #18: Fowlerville 524 West Grand River, Fowlerville, MI 48836Office #19: Flint 328 S. Saginaw St, Flint, MI 48502Office #20: Pierson Road G-6452 W. Pierson Rd, Flushing, MI 48433Office #21: Court Linden 1373 S Linden Rd, Flint, MI 48532Office #22: Bay Shattuck 3061 Bay Road, Saginaw, MI 48603Office #23: Midland Financial Center 1709 North Saginaw, Midland, MI 48640Office #24: Grand Blanc S Saginaw Street 11425 S. Saginaw Street, Grand Blanc, MI 48439Office #25: Clio Square 2161 W. Vienna Rd, Clio, MI 48420Office #26: Frankenmuth 525 N. Main Street, Frankenmuth, MI 48734Office #27: Shields 160 S River Rd, Saginaw, MI 48609Office #28: Imlay City 715 South Cedar Street, Imlay City, MI 48444Office #29: Bay City Main Rivers Edge 21 East Main Street, Suite 101, Bay City, MI 48708Office #30: Kawkawlin 100 East Chippewa Road, Kawkawlin, MI 48631Office #31: Midland Larkin 6711 North Jefferson Avenue, Midland, MI 48642Office #32: Owosso Main 100 East Main Street, Owosso, MI 48867Office #33: Bangor 3533 East Wilder Road, Bay City, MI 48707Office #34: Beaverton 190 South Ross Street, Beaverton, MI 48612Office #35: Port Huron Lapeer Rd 3136 Lapeer Road, Port Huron, MI 48060Office #36: Caro Main 240 North State Street, Caro, MI 48723Office #37: Davison 727 South State Road, Davison, MI 48446Office #38: Saint Louis W Saginaw 111 West Saginaw Street, St. Louis, MI 48880Office #39: Freeland 230 North Main Street, Freeland, MI 48623Office #40: Sandusky 629 West Sanilac Road, Sandusky, MI 48471Office #41: Sanford 256 W Saginaw Road, Sanford, MI 48657Office #42: Gladwin 1016 East Cedar Avenue, Gladwin, MI 48624Office #43: Hampton Township 3101 Center Avenue, Essexville, MI 48732Office #44: Saginaw State 4815 State St, Saginaw, MI 48603Office #45: Nwoh And Cmi Osj - Lambertville 3270 Sterns Rd, Lambertville, MI 48144Office #46: Village Square 690 West South Boundary St., Perrysburg, OH 43551Office #47: Findlay Main 236 S. Main St., Findlay, OH 45840Office #48: Bowling Green Main 222 S Main St, Bowling Green, OH 43402Office #49: Ottawa Main 332 E. Main St., Ottawa, OH 45875Office #50: Oregon Banking Office 3351 Navarre Avenue, Oregon, OH 43616Office #51: Sylvania Banking Office 6370 Monroe Street, Sylvania, OH 43560Office #52: Bowling Green North Main Banking Office 1050 Main Street, Bowling Green, OH 43402Office #53: Perrysburg Banking Office 131 Louisiana Ave, Perrysburg, OH 43551Office #54: Woodville Main Office 130 W Main St., Woodville, OH 43469Office #55: Wernerts Corners Banking Office 2310 West Laskey Road, Toledo, OH 43613Office #56: Huntington National Bank Port Clinton Main Office 120 Madison Street, Port Clinton, OH 43452Office #57: Defiance 405 W. Third St., Defiance, OH 43512Office #58: Napoleon 220 W. Clinton St. Box 565, Napoleon, OH 43545Office #59: Grand Rapids 24231 Front St., Grand Rapids, OH 43522Office #60: Tecumseh 1300 W. Chicago Blvd., Tecumseh, MI 49286Office #61: Adrian Main 202 W. Maumee St, Adrian, MI 49221Office #62: Glengate 4773 Glendale Ave., Toledo, OH 43614Office #63: Heatherdowns 4700 Heatherdowns Blvd., Toledo, OH 43614Office #64: Point Place 5201 N. Summit St., Toledo, OH 43611Office #65: Westgate 3546 W. Central Ave., Toledo, OH 43606Office #66: Montpelier 107 W. Main St., Montpelier, OH 43543Office #67: Wauseon 317 N. Fulton St., Wauseon, OH 43567Office #68: Bryan Main 310 S. Main St., Bryan, OH 43506Office #69: Fremont 300 Croghan St., Fremont, OH 43420Office #70: Archbold Southside 1106 S. Defiance Street, Archbold, OH 43502Office #71: Dundee 232 Tecumseh St, Dundee, MI 48131Office #72: Monroe-sixth 602 South Monroe Street, Monroe, MI 48161Office #73: Lambertville 3270 Sterns Road, Lambertville, MI 48144Office #74: Spencerville Office 102 N. Broadway Avenue, Spencerville, OH 45887Office #75: North Baltimore 141 N Main St., North Baltimore, OH 45872Office #76: Lima Shawnee 850 Shawnee Road, Lima, OH 45805Office #77: Fostoria Countyline 570 N. Countyline St., Fostoria, OH 44830Office #78: Findlay East 2221 Tiffin Ave., Findlay, OH 45840Office #79: Kalida 402 Ottawa St., Kalida, OH 45853Office #80: Ashland Road 1277 Ashland Road, Mansfield, OH 44905Office #81: Toledo Riverwalk 75 Main Street, Toledo, OH 43605Office #83: Northwood 2550 Woodville Rd., Northwood, OH 43619Office #84: Rossford 516 Dixie Hwy., Rossford, OH 43460Office #85: Franklin Park 4105 Talmadge Rd., Toledo, OH 43623RIA
BD
CRD#: 16986
Perrysburg, OH
Current
June 29, 2023 - Present
THE HUNTINGTON INVESTMENT COMPANY
Office #1: Three Meadows Banking Office 1001 Sandusky Avenue, Perrysburg, OH 43551Office #2: Fenton 19025 Silver Parkway, Fenton, MI 48430Office #3: Downtown Fenton 226 W Caroline, Fenton, MI 48430Office #4: Lima Main Office 631 West Market St., Lima, OH 45801Office #5: Mccord Central Banking Office 6655 West Central Avenue, Toledo, OH 43617Office #6: Midland Private Banking 235 E Main St, Midland, MI 48640Office #7: Burton 4280 E Court Street, Burton, MI 48509Office #8: Temperance Sterns 7405 Lewis Ave, Temperance, MI 48182Office #9: Spring Meadows 1311 Mccord Rd., Holland, OH 43528Office #10: Saxon Square 3950 Mccord Rd., Toledo, OH 43617Office #11: Arrowhead Park 597 W. Dussel Dr., Maumee, OH 43537Office #12: Huntington National Bank Peninsula 3805 East Harbor Road, Port Clinton, OH 43452Office #13: Miller Road 4584 Miller Road, Flint, MI 48507Office #14: I-475 1318 E Bristol Road, Burton, MI 48529Office #15: Hill Road G-1027 W Hill Road, Flint, MI 48507Office #16: Atwater 1115 S Washington St, Saginaw, MI 48601Office #17: Midland And Euclid 900 W. Midland, Bay City, MI 48706Office #18: Fowlerville 524 West Grand River, Fowlerville, MI 48836Office #19: Flint 328 S. Saginaw St, Flint, MI 48502Office #20: Pierson Road G-6452 W. Pierson Rd, Flushing, MI 48433Office #21: Court Linden 1373 S Linden Rd, Flint, MI 48532Office #22: Bay Shattuck 3061 Bay Road, Saginaw, MI 48603Office #23: Midland Financial Center 1709 North Saginaw, Midland, MI 48640Office #24: Grand Blanc S Saginaw Street 11425 S. Saginaw Street, Grand Blanc, MI 48439Office #25: Clio Square 2161 W. Vienna Rd, Clio, MI 48420Office #26: Frankenmuth 525 N. Main Street, Frankenmuth, MI 48734Office #27: Shields 160 S River Rd, Saginaw, MI 48609Office #28: Imlay City 715 South Cedar Street, Imlay City, MI 48444Office #29: Bay City Main Rivers Edge 21 East Main Street, Suite 101, Bay City, MI 48708Office #30: Kawkawlin 100 East Chippewa Road, Kawkawlin, MI 48631Office #31: Midland Larkin 6711 North Jefferson Avenue, Midland, MI 48642Office #32: Owosso Main 100 East Main Street, Owosso, MI 48867Office #33: Bangor 3533 East Wilder Road, Bay City, MI 48707Office #34: Beaverton 190 South Ross Street, Beaverton, MI 48612Office #35: Port Huron Lapeer Rd 3136 Lapeer Road, Port Huron, MI 48060Office #36: Caro Main 240 North State Street, Caro, MI 48723Office #37: Davison 727 South State Road, Davison, MI 48446Office #38: Saint Louis W Saginaw 111 West Saginaw Street, St. Louis, MI 48880Office #39: Freeland 230 North Main Street, Freeland, MI 48623Office #40: Sandusky 629 West Sanilac Road, Sandusky, MI 48471Office #41: Sanford 256 W Saginaw Road, Sanford, MI 48657Office #42: Gladwin 1016 East Cedar Avenue, Gladwin, MI 48624Office #43: Hampton Township 3101 Center Avenue, Essexville, MI 48732Office #44: Saginaw State 4815 State St, Saginaw, MI 48603Office #45: Nwoh And Cmi Osj - Lambertville 3270 Sterns Rd, Lambertville, MI 48144Office #46: Village Square 690 West South Boundary St., Perrysburg, OH 43551Office #47: Findlay Main 236 S. Main St., Findlay, OH 45840Office #48: Bowling Green Main 222 S Main St, Bowling Green, OH 43402Office #49: Ottawa Main 332 E. Main St., Ottawa, OH 45875Office #50: Oregon Banking Office 3351 Navarre Avenue, Oregon, OH 43616Office #51: Sylvania Banking Office 6370 Monroe Street, Sylvania, OH 43560Office #52: Bowling Green North Main Banking Office 1050 Main Street, Bowling Green, OH 43402Office #53: Perrysburg Banking Office 131 Louisiana Ave, Perrysburg, OH 43551Office #54: Woodville Main Office 130 W Main St., Woodville, OH 43469Office #55: Wernerts Corners Banking Office 2310 West Laskey Road, Toledo, OH 43613Office #56: Huntington National Bank Port Clinton Main Office 120 Madison Street, Port Clinton, OH 43452Office #57: Defiance 405 W. Third St., Defiance, OH 43512Office #58: Napoleon 220 W. Clinton St. Box 565, Napoleon, OH 43545Office #59: Grand Rapids 24231 Front St., Grand Rapids, OH 43522Office #60: Tecumseh 1300 W. Chicago Blvd., Tecumseh, MI 49286Office #61: Adrian Main 202 W. Maumee St, Adrian, MI 49221Office #62: Glengate 4773 Glendale Ave., Toledo, OH 43614Office #63: Heatherdowns 4700 Heatherdowns Blvd., Toledo, OH 43614Office #64: Point Place 5201 N. Summit St., Toledo, OH 43611Office #65: Westgate 3546 W. Central Ave., Toledo, OH 43606Office #66: Montpelier 107 W. Main St., Montpelier, OH 43543Office #67: Wauseon 317 N. Fulton St., Wauseon, OH 43567Office #68: Bryan Main 310 S. Main St., Bryan, OH 43506Office #69: Fremont 300 Croghan St., Fremont, OH 43420Office #70: Archbold Southside 1106 S. Defiance Street, Archbold, OH 43502Office #71: Dundee 232 Tecumseh St, Dundee, MI 48131Office #72: Monroe-sixth 602 South Monroe Street, Monroe, MI 48161Office #73: Lambertville 3270 Sterns Road, Lambertville, MI 48144Office #74: Spencerville Office 102 N. Broadway Avenue, Spencerville, OH 45887Office #75: North Baltimore 141 N Main St., North Baltimore, OH 45872Office #76: Lima Shawnee 850 Shawnee Road, Lima, OH 45805Office #77: Fostoria Countyline 570 N. Countyline St., Fostoria, OH 44830Office #78: Findlay East 2221 Tiffin Ave., Findlay, OH 45840Office #79: Kalida 402 Ottawa St., Kalida, OH 45853Office #80: Ashland Road 1277 Ashland Road, Mansfield, OH 44905Office #81: Toledo Riverwalk 75 Main Street, Toledo, OH 43605Office #82: Northwood 2550 Woodville Rd., Northwood, OH 43619Office #83: Rossford 516 Dixie Hwy., Rossford, OH 43460Office #84: Franklin Park 4105 Talmadge Rd., Toledo, OH 43623RIA
BD
CRD#: 16986
Perrysburg, OH
Past
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ANN ARBOR, MI
Past
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BD
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ANN ARBOR, MI
Past
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Past
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BD
CRD#: 14303
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Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Michigan(6/29/2023)
IAR
Michigan(6/29/2023)
RR
Ohio(6/29/2023)
IAR
Ohio(6/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TH
THE HUNTINGTON INVESTMENT COMPANY
HUNTINGTON CAPITAL MARKETS, INC. | THE HUNTINGTON INVESTMENT COMPANY | THE HUNTINGTON COMPANY | HUNTINGTON FINANCIAL ADVISORS
CRD#: 16986 / SEC#: 801-58015, 8-34867
RIA
Registered Investment Advisory firm - SEC (10/6/2000 Approved)Ohio
Registered Investment Advisory firm - SEC (11/15/2000 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
41 S. High St. 4th Floor Hc0429, Columbus, OH 43215
Mailing Address
7 Easton Oval 5th Floor Ea5c003, Columbus, OH 43219
Phone number
(800) 322-4600
Established
Ohio since 01/17/1991
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
501
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HUNTINGTON BANCSHARES INCORPORATED | PARENT COMPANY | |
| BALLARD, MONICA VICKMAN | SECRETARY | 4245227 |
| BOARDMAN, JEFFREY MICHAEL | CONFLICT OFFICER | 2746492 |
| BRUNNER, MICHAEL EVANS | ROSFP | 5353459 |
| BRUNNER, MICHAEL EVANS | MUNICIPAL PRINCIPAL | 5353459 |
| DUNCAN, ERICA | BOARD MEMBER | 8031535 |
| ERDELYI, MICHAEL DAVID | PRINCIPAL OPERATIONS OFFICER | 5864282 |
| FERGUSON, EMILY ELIZABETH | CHIEF TECHNOLOGY OFFICER | 3107040 |
| FORESTA, CYNTHIA JEAN | CHIEF COMPLIANCE OFFICER | 2445804 |
| HAMILTON, MELANIE KATE-MCFARLAND | PRINCIPAL FINANCIAL OFFICER | 5452291 |
| HOLDING, MELISSA | DIRECTOR OF WEALTH MANAGEMENT | 4621076 |
| HOLDING, MELISSA | BOARD MEMBER | 4621076 |
| LOUGH, SHAWN PATRICK | BOARD MEMBER | 6356321 |
| MIROBALLI, MICHAEL | CHIEF OPERATING OFFICER | 1545242 |
| MIROBALLI, MICHAEL | BOARD MEMBER | 1545242 |
| MIROBALLI, MICHAEL | PRESIDENT | 1545242 |
| POLIVKA, ALEX C | AML OFFICER | 6270624 |
| REBER, AARON | BOARD MEMBER | 7793642 |
| RICHARDSON, STEPHEN MONROE | FINOP | 6260539 |
| RICHARDSON, STEPHEN MONROE | CHIEF FINANCIAL OFFICER | 6260539 |
Regulatory assets under management
| Total Number of Accounts | 37,298 |
| AUM (Assets Under Management) | $ 6,344,121,382 |
Disclosures
| Regulatory Event | 19 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
