Thomas M. Rianhard

BUDNICK CAPITAL

East Hartford, CT 06108

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CRD#: 6116546

Professional summary

Thomas Mcmahon Rianhard, who also goes by Thomas Mcmahon Rianhard IV, Thomas Mcmahon Rianhard, is a registered financial advisor currently at BUDNICK CAPITAL, LLC located in East Hartford, Connecticut.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Thomas has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Mcmahon Rianhard Iv | Thomas Mcmahon Rianhard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BK Capital LLC; Vice President, Market Strategist; 07/2022; Investment related; 160 hours per month; 140 during securities trading

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Mcmahon Rianhard's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 15, 2024 - Present

BUDNICK CAPITAL, LLC

Office #1: 95 Leggett Street, East Hartford, CT 06108

RIA

CRD#: 302118

East Hartford, CT

Past

July 12, 2016 - February 22, 2022

PASI INVESTMENTS, LLC

RIA

CRD#: 145640

FARMINGTON, CT

Past

February 26, 2013 - March 31, 2016

FMI

RIA

CRD#: 165271

SOUTHBURY, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(2/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/26/2012

Uniform Investment Adviser Law Examination

Current Firm

BUDNICK CAPITAL, LLC

CRD#: 302118 / SEC#:

Connecticut

Registered Investment Advisory firm - (8/13/2019 Approved)

Massachusetts

Registered Investment Advisory firm - (3/10/2020 Approved)

New Jersey

Registered Investment Advisory firm - (8/22/2019 Approved)

Texas

Registered Investment Advisory firm - (6/27/2019 Conditional Restricted)

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Contact information

Main Address

95 Leggett Street, East Hartford, CT 06108

Mailing Address

Phone number

(860) 310-2106

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Thomas M. Rianhard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Mcmahon Rianhard's CRS (Customer Relationship Summary).

Certified licenses

Experience

BUDNICK CAPITAL, LLC

PASI INVESTMENTS, LLC

FMI

State Registrations and Notice Filings

Exams

Series 65

Date: 10/26/2012

Current Firm

BUDNICK CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

BUDNICK CAPITAL, LLC

TRUST BUT VERIFY

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