Shawnell Holman
Professional summary
Shawnell Holman, who also goes by Shawnell Holman-smith, is a registered financial professional currently at CABRERA CAPITAL MARKETS, LLC located in Houston, Texas.
Shawnell is registered as a RR (Registered Representative) and started their career in finance in 2012. Shawnell has worked at 3 firms and has passed the Series 63, SIE, Series 50, Series 52 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Shawnell Holman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 16, 2024 - Present
CABRERA CAPITAL MARKETS, LLC
Office #1: 2201 Hermann Drive Suite A, Houston, TX 77004October 12, 2017 - February 1, 2024
UBS FINANCIAL SERVICES INC.
December 22, 2012 - October 19, 2017
SIEBERT WILLIAMS SHANK & CO., LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/16/2024)
Exams
FINRA
Current Firm
CABRERA CAPITAL MARKETS, LLC
CRD#: 10081 / SEC#: , 8-26406
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
