Juan C. Guardado Gomez
Professional summary
Juan Carlos Guardado Gomez, who also goes by Juan Carlos Guardado, Juan Guardado, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Juan is registered as a RR (Registered Representative) and started their career in finance in 2012. Juan has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Juan Carlos Guardado Gomez's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 26, 2025 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901June 9, 2021 - January 5, 2024
THE LEADERS GROUP, INC.
March 18, 2019 - March 30, 2021
PRUCO SECURITIES, LLC.
October 25, 2012 - March 3, 2017
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/27/2025)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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