William F. Flickinger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Firmin Flickinger, who also goes by Bill Flickinger, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2012. William had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2014 - June 29, 2021
HAHN FINANCIAL GROUP
January 13, 2014 - December 31, 2014
GRADIENT SECURITIES, LLC
November 8, 2012 - January 23, 2014
ONEAMERICA SECURITIES, INC.
October 3, 2012 - January 23, 2014
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
HAHN FINANCIAL GROUP
CRD#: 169787 / SEC#: 801-80401
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HAHN FINANCIAL GROUP
CRD#: 169787 / SEC#: 801-80401
Contact information
SEC notice filing (38 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,363 |
| AUM (Assets Under Management) | $ 188,686,620 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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