Arthur J. Robertson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur J Robertson, who also goes by Arthur James Robertson Jr, Arthur James Robertson, Arthur Robertson, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 2017. Arthur had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2020 - December 6, 2021
THIRD EYE ADVISORS, LLC
July 28, 2017 - July 19, 2019
MORGAN STANLEY
May 4, 2017 - July 19, 2019
MORGAN STANLEY
April 14, 2017 - May 2, 2017
BBVA SECURITIES INC.
State Registrations and Notice Filings
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Exams
Current Firm
THIRD EYE ADVISORS, LLC
CRD#: 304749 / SEC#:
Contact information
Red Flags
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