Dennis B. Galvin

BLACK CORAL FINANCIAL ADVISORS

Mount Olive, NJ 07828

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CRD#: 6114139

Professional summary

Dennis B Galvin, who also goes by Dennis Boylan Galvin, is a registered financial advisor currently at BLACK CORAL FINANCIAL ADVISORS, LLC located in Mount Olive, New Jersey.

Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dennis has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dennis Boylan Galvin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis B Galvin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2014 - Present

BLACK CORAL FINANCIAL ADVISORS, LLC

Office #1: 500 International Drive Suite 300, Mount Olive, NJ 07828

RIA

CRD#: 154623

Mount Olive, NJ

Past

October 17, 2013 - February 20, 2014

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

PARSIPPANY, NJ

Past

October 10, 2012 - March 4, 2013

EQUITABLE ADVISORS, LLC

CRD#: 6627

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLACK CORAL FINANCIAL ADVISORS, LLC

CRD#: 154623 / SEC#: 801-73107

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

New Jersey

Registered Investment Advisory firm - (2/10/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(12/10/2014)

IAR

Texas
(6/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/7/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/19/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/9/2012

General Securities Representative Examination

Current Firm

BLACK CORAL FINANCIAL ADVISORS, LLC

CRD#: 154623 / SEC#: 801-73107

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

New Jersey

Registered Investment Advisory firm - (2/10/2012 Terminated)

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Contact information

Main Address

500 International Drive Suite 300, Mount Olive, NJ 07828

Mailing Address

Phone number

(973) 352-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE (1/9/2025)

Regulatory assets under management

Total Number of Accounts	1,956
AUM (Assets Under Management)	$ 936,042,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dennis B. Galvin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis B Galvin's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLACK CORAL FINANCIAL ADVISORS, LLC

MERCER ALLIED COMPANY, L.P.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

BLACK CORAL FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/7/2014

Series 63

Date: 11/19/2012

Series 7

Date: 10/9/2012

Current Firm

BLACK CORAL FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLACK CORAL FINANCIAL ADVISORS, LLC

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