CF
Cody K. Felton
ENERGYNET.COM.
HOUSTON, TX 77007
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CRD#: 6113329
CF
Professional summary
Cody K Felton is a registered financial professional currently at ENERGYNET.COM, LLC. located in Houston, Texas.
Cody is registered as a RR (Registered Representative) and started their career in finance in 2013. Cody has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Cody K Felton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 5, 2013 - Present
ENERGYNET.COM, LLC.
Office #1: 1902 Washington Avenue, Suite A, Houston, TX 77007BD
CRD#: 102100
HOUSTON, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Texas(4/29/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
EL
ENERGYNET.COM, LLC.
ENERGYNET.COM, INC. | ENERGYNET.COM. INC. | ENERGYNET.COM, LLC.
CRD#: 102100 / SEC#: , 8-52109
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
1902 Washington Avenue, Suite A, Houston, TX 77007
Mailing Address
1902 Washington Avenue, Suite A, Houston, TX 77007
Phone number
(713) 861-1866
Established
Texas since 03/06/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (41 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
