Cody K Felton
Professional Summary
Cody K Felton is a registered financial advisor currently at EFFICIENT MARKETS LLC located in Houston, Texas. Cody is registered as a RR (Registered Representative) and started their career in finance in 2013. Cody has worked at 1 firm and has passed the Series 63, SIE and Series 22 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
EFFICIENT MARKETS LLC | ENERGYNET.COM. INC. | ENERGYNET.COM, LLC. | ENERGYNET.COM, INC.
Contact Information
Main Address
1902 Washington Avenue, Suite A, Houston, TX 77007Mailing Address
1902 Washington Avenue, Suite A, Houston, TX 77007Phone Number
(713) 861-1866Established
Texas since 03/06/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (41 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/29/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Feb 2013About the Series 22 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Cody K Felton's CRS (Customer Relationship Summary).
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