Niki M. Dillman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Niki Marie Dillman was a registered financial professional .
Niki is a previously registered financial professional and started their career in finance in 2013. Niki had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 6, 2015 - August 25, 2022
MERIDIAN WEALTH MANAGEMENT, LLC
November 14, 2014 - March 13, 2015
WEALTH MANAGEMENT OF KENTUCKY, INC.
August 15, 2014 - March 4, 2015
PURSHE KAPLAN STERLING INVESTMENTS
November 25, 2013 - August 22, 2014
CAMBRIDGE INVESTMENT RESEARCH, INC.
Primary Firm SEC Registration
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MERIDIAN WEALTH MANAGEMENT, LLC
CRD#: 151523 / SEC#: 801-70676
Contact information
SEC notice filing (47 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,802 |
| AUM (Assets Under Management) | $ 3,885,527,411 |
Red Flags
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