AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why Advisor Check
OK

Oliver J. Kupe

AURELIEN CAPITAL PARTNERS
Chicago, IL 60607
Some features on this profile are disabled
CRD#: 6112987
OK

Professional summary


Oliver J Kupe, who also goes by Joachim O Kupe, Joachim Oliver Kupe, Oliver Joachim Kupe, is a registered financial advisor currently at AURELIEN CAPITAL PARTNERS located in Chicago, Illinois.

Oliver is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Oliver has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Joachim O Kupe | Joachim Oliver Kupe | Oliver Joachim Kupe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
INDEPENDENT INSURANCE AGENT; 2 hour a month; Advisory Board Member of 548 Capital's Solar Chicago Fund; offers non-binding advice on how to move forward 548 Capital's mission to prioritize and create solutions to the housing, environmental and economic issues facing inner cities in America; 1 hour a month; Aurelien Capital Management, LLC, private investments; 1522 N. North Park Avenue Chicago, Illinois 60610; Managing Partner: 11/2021; 80 hrs a month during securities trading hours; Oliver is responsible for due dilligence of sponsors for firms and clients and the creation of investment vehicles to invest. Red Oak Capital Investments Broker Dealer Registered Representative Since 01/2022

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Oliver J Kupe's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 23, 2020 - Present

AURELIEN CAPITAL PARTNERS

Office #1: 208 N. Green Street, Chicago, IL 60607
RIA
CRD#: 311163
Chicago, IL
Past

November 5, 2018 - December 31, 2020

A&O ADVISORS

RIA
CRD#: 298796
CHICAGO, IL
Past

November 3, 2017 - December 31, 2018

FORT POINT CAPITAL PARTNERS LLC

RIA
CRD#: 146759
CHICAGO, IL
Past

January 28, 2013 - November 7, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
CHICAGO, IL
Past

January 28, 2013 - November 7, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL
Past

October 19, 2012 - November 23, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(11/23/2020)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 12/17/2012
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


AC
AURELIEN CAPITAL PARTNERS
AURELIEN CAPITAL PARTNERS | AURELIEN CAPITAL PARTNERS LLC

CRD#: 311163 / SEC#: 801-119767

RIA
Registered Investment Advisory firm - (6/18/2021 Terminated)
Illinois
Registered Investment Advisory firm - (5/27/2021 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information


Main Address
208 N. Green Street, Chicago, IL 60607
Mailing Address
Phone number
(312) 248-4287
Established
Firm type
Fiscal year end
# of Employees
5

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts186
AUM (Assets Under Management)$ 38,327,087

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AURELIEN CAPITAL PARTNERS

CRD#: 311163Chicago, IL 60607

TRUST BUT VERIFY

Monitor Oliver Kupe

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors


Michael Walter Basile
Michael BasileAdvisorCheck Check Mark
COUNTRY CAPITAL MANAGEMENT COMPANY
RR
Chicago, IL
LP
Louis PasterAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Chicago, IL
footer-logo

AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics